Edward R. Sneed
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Rice Sneed JR, who also goes by Ed Sneed Jr, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1976. Edward had worked at 6 firms and has passed the Series 63, SIE, PC, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2009 - October 7, 2014
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
February 10, 2004 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 15, 1999 - October 7, 2014
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 13, 1998 - November 10, 1999
FISERV INVESTOR SERVICES, INC.
February 1, 1997 - October 8, 1997
INVEST FINANCIAL CORPORATION
December 11, 1996 - February 1, 1997
AMERISTAR CAPITAL MARKETS, INC.
October 21, 1976 - November 19, 1996
J.C. BRADFORD & CO.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 8/31/1977
AMEX Put and Call ExamSeries 8
Date: 6/3/1983
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
