Richard A. Freeman
Professional summary
Richard Alan Freeman, who also goes by Richard A Freeman, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in New York, New York.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1976. Richard has worked at 4 firms and has passed the Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Alan Freeman's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 1, 2005 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: One Madison Avenue, New York, NY 10010July 31, 1993 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
September 6, 1983 - July 31, 1993
LEHMAN BROTHERS INC.
October 21, 1976 - February 21, 1978
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/1/2005)
(1/2/2020)
(12/1/2005)
(1/2/2020)
(12/2/2005)
(1/2/2020)
(12/1/2005)
(12/1/2005)
(12/1/2005)
(1/2/2020)
(1/2/2020)
Exams
FINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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