DH
Donald R. Hancock
MOLONEY SECURITIES ASSET MANAGEMENT LLC
Manchester, MO 63021
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CRD#: 828811
DH
Professional summary
Donald Ralph Hancock is a registered financial advisor currently at MOLONEY SECURITIES ASSET MANAGEMENT LLC located in Manchester, Missouri and MOLONEY SECURITIES CO., INC. located in Manchester, Missouri.
Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1976. Donald has worked at 8 firms and has passed the Series 63, Series 65, Series 79TO, Series 99TO, Series 57TO, Series 52TO, SIE, Series 55, Series 5, Series 7, Series 27, Series 4, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Donald Ralph Hancock's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 23, 2016 - Present
MOLONEY SECURITIES ASSET MANAGEMENT LLC
Office #1: 13537 Barrett Parkway Drive, Suite 300, Manchester, MO 63021RIA
CRD#: 282448
Manchester, MO
Current
July 7, 2010 - Present
MOLONEY SECURITIES CO., INC.
Office #1: 13537 Barrett Parkway Drive #300, Manchester, MO 63021BD
CRD#: 38535
Manchester, MO
Past
January 28, 2016 - December 31, 2016
MOLONEY INVESTMENT ADVISORY LLC
RIA
CRD#: 282140
MANCHESTER, MO
Past
July 7, 2010 - April 13, 2016
MOLONEY SECURITIES CO., INC.
RIA
CRD#: 38535
MANCHESTER, MO
Past
June 16, 2003 - July 6, 2010
DETALUS ADVISORS, LLC
RIA
CRD#: 117958
ST LOUIS, MO
Past
April 4, 2000 - May 28, 2010
DETALUS SECURITIES, LLC
BD
CRD#: 103260
ST. LOUIS, MO
Past
July 12, 1982 - April 5, 2000
D.R. HANCOCK & COMPANY, INC.
BD
CRD#: 10610
CARBONDALE, IL
Past
July 25, 1978 - July 8, 1982
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
Past
October 21, 1976 - August 27, 1978
R. ROWLAND & CO., INCORPORATED
BD
CRD#: 911
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MS
MOLONEY SECURITIES ASSET MANAGEMENT LLC
ADVANCED FINANCIAL SOLUTIONS LLC | WESTPORT ADVISORY GROUP, LLC | WARREN FINANCIAL SERVICES | VANCE CAPITAL MANAGEMENT, LLC | TEAM DUNCAN FINANCIAL | SYNERGISTIC FINANCIAL CENTER | SUGAR CREEK ADVISORY GROUP | ST. LOUIS ASSET MANAGEMENT | ST. CROIX CAPITAL MANAGEMENT | SENTINEL WEALTH MANAGEMENT | SALISH WEALTH MANAGEMENT | RUSSELL WEALTH MANAGEMENT | ROYAL ROUTE COMPANY, LLC | PLANNED INVESTMENT COMPANY, INC. | NYE INVESTMENT PLANNERS, INC. | NMG FINANCIAL SERVICES | NETSTREET BROKERAGE | MOLONEY SECURITIES ASSET MANAGEMENT LLC | MINNESOTA VALLEY INVESTMENTS | LITTLEWOOD FINANCIAL SERVICES, LLC | LILLEBERG FINANCIAL GROUP | KEKERIS FINANCIAL GROUP | JCL CAPITAL MANAGEMENT, LLC | INVESTMENT CENTER OF GREENVILLE | INVESTMENT CENTER OF ESTES PARK, INC. | HERITAGE INVESTMENT MANAGEMENT, LLP | GRAND GLAIZE WEALTH MANAGEMENT | CP WEALTH | CHRISTIANSON FINANCIAL ADVISORS LLC | BRIDGES FINANCIAL | ASSET ALLIANCE FINANCIAL WEALTH MANAGEMENT AND PLANNING | ARTISAN ASSET MANAGEMENT, LLC | ARLINGTON FINANCIAL SERVICES
CRD#: 282448 / SEC#: 801-107149
RIA
Registered Investment Advisory firm - (12/31/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/7/2017)
RR
Arizona(5/2/2014)
RR
Arkansas(7/28/2014)
RR
California(7/28/2014)
RR
Colorado(7/28/2014)
RR
Connecticut(9/12/2017)
RR
Florida(7/28/2014)
RR
Indiana(7/29/2014)
RR
Iowa(9/26/2018)
RR
Kansas(8/5/2014)
RR
Kentucky(9/11/2017)
RR
Michigan(7/28/2014)
IAR
Missouri(2/23/2016)
RR
Nevada(7/29/2014)
RR
New Hampshire(7/28/2014)
RR
New Jersey(9/11/2017)
RR
New Mexico(7/28/2014)
RR
North Carolina(7/28/2014)
RR
Oklahoma(7/28/2014)
RR
Oregon(7/28/2014)
RR
Pennsylvania(9/26/2018)
RR
Rhode Island(7/28/2014)
RR
South Carolina(7/28/2014)
RR
South Dakota(8/6/2014)
RR
Tennessee(9/8/2017)
RR
Texas(8/1/2014)
RR
Virginia(2/8/2017)
RR
Washington(7/30/2014)
RR
Wisconsin(7/28/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 1/21/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
RR
Series 5
Date: 12/12/1981
Interest Rate Options ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MS
MOLONEY SECURITIES ASSET MANAGEMENT LLC
ADVANCED FINANCIAL SOLUTIONS LLC | WESTPORT ADVISORY GROUP, LLC | WARREN FINANCIAL SERVICES | VANCE CAPITAL MANAGEMENT, LLC | TEAM DUNCAN FINANCIAL | SYNERGISTIC FINANCIAL CENTER | SUGAR CREEK ADVISORY GROUP | ST. LOUIS ASSET MANAGEMENT | ST. CROIX CAPITAL MANAGEMENT | SENTINEL WEALTH MANAGEMENT | SALISH WEALTH MANAGEMENT | RUSSELL WEALTH MANAGEMENT | ROYAL ROUTE COMPANY, LLC | PLANNED INVESTMENT COMPANY, INC. | NYE INVESTMENT PLANNERS, INC. | NMG FINANCIAL SERVICES | NETSTREET BROKERAGE | MOLONEY SECURITIES ASSET MANAGEMENT LLC | MINNESOTA VALLEY INVESTMENTS | LITTLEWOOD FINANCIAL SERVICES, LLC | LILLEBERG FINANCIAL GROUP | KEKERIS FINANCIAL GROUP | JCL CAPITAL MANAGEMENT, LLC | INVESTMENT CENTER OF GREENVILLE | INVESTMENT CENTER OF ESTES PARK, INC. | HERITAGE INVESTMENT MANAGEMENT, LLP | GRAND GLAIZE WEALTH MANAGEMENT | CP WEALTH | CHRISTIANSON FINANCIAL ADVISORS LLC | BRIDGES FINANCIAL | ASSET ALLIANCE FINANCIAL WEALTH MANAGEMENT AND PLANNING | ARTISAN ASSET MANAGEMENT, LLC | ARLINGTON FINANCIAL SERVICES
CRD#: 282448 / SEC#: 801-107149
RIA
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Contact information
Main Address
13537 Barrett Parkway Drive, Suite 300, Manchester, MO 63021
Mailing Address
Phone number
(314) 909-0600
Established
Firm type
Fiscal year end
# of Employees
77
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,390 |
| AUM (Assets Under Management) | $ 1,389,405,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 01/14/2025 | ||
| 12/20/2023 | ||
| 12/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MOLONEY SECURITIES ASSET MANAGEMENT LLC
CRD#: 282448Manchester, MO 63021TRUST BUT VERIFY
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