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FIRM PROFILE
Overview
MOLONEY SECURITIES CO., INC. is located at 13537 Barrett Parkway Drive Suite 300, Manchester, MO 63021 and was first established at Kansas City, Missouri in 05/03/1995. After operating for 31 years, MOLONEY SECURITIES CO., INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MOLONEY SECURITIES CO., INC.’s clients are individuals and 0% of their clients are high net worth individuals. MOLONEY SECURITIES CO., INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MOLONEY SECURITIES CO., INC. are registered to handle securities or provide financial advice. The firm has 16 disclosures, 10 being regulatory events, 0 being client events, and 6 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MOLONEY SECURITIES CO., INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MOLONEY SECURITIES CO., INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for MOLONEY SECURITIES CO., INC. Comes From
Understanding the Statistics for MOLONEY SECURITIES CO., INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
13537 Barrett Parkway Drive Suite 300, Manchester, MO 63021
13537 Barrett Parkway Drive #300, Manchester, MO 63021
Small
(314) 909-0600
Missouri since 05/03/1995
Corporation
December
FIRM DOCUMENTS
Part 2 Brochures
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| BRIAR GREEN HOLDINGS, INC. | OWNER | ||
| CORRIGAN, BRIAN PATRICK | INVESTOR/DIRECTOR | 4258969 | |
| HANCOCK, DONALD RALPH | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHAIRMAN | 828811 | |
| HOLOWATUK, WILLIAM JAMES | DIRECTOR OF COMPLIANCE | 6107023 | |
| HUME, SCOTT ALLEN | INVESTOR/DIRECTOR | 2894512 | |
| MEDLEY, JOSEPH RONALD JR | INVESTOR/DIRECTOR | 2619119 | |
| MOLONEY, EDWARD JOHN JR | PRESIDENT, OFFICER/DIRECTOR | 3188341 | |
| ROSEMAN, JEFFREY PATRICK | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL & VP | 6296481 | |
| STEEL, GEORGE DONALD | INVESTOR/DIRECTOR | 716992 | |
| WIESER, RYAN MATHEW | VICE PRESIDENT, DIRECTOR OF OPERATIONS, CHIEF OPERATING OFFICER/DIRECTOR | 4940639 |
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Advisor's working at MOLONEY SECURITIES CO., INC.
James Edward Nelson
Steven Anthony Mueckl
Gary Paul Notch
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