Peter Johanik

AMPLIFY ETFS

LISLE, IL 60532

Some features on this profile are disabled

CRD#: 8287622

Professional summary

Peter Johanik, who also goes by Peter Stephen Johanik, is a registered financial advisor currently at AMPLIFY ETFS located in Lisle, Illinois and FORESIDE FUND SERVICES, LLC located in Lisle, Illinois.

Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2026. Peter has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Aliases

Peter Stephen Johanik

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Amplify Investments LLC; Investment Related; Lisle, IL; ETF Wholesaling; Internal Sales Specialist; Start: 5/2026; 160 Hrs per month; Call Wealth advisors assigned region to increase interest in the products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Johanik's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 10, 2026 - Present

AMPLIFY ETFS

Office #1: 3333 Warrenville Road Suite 350, Lisle, IL 60532

RIA

CRD#: 173781

LISLE, IL

Current

July 7, 2026 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 3333 Warrenville Road Suite 350, Lisle, IL 60532

CRD#: 46106

Lisle, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMPLIFY ETFS

AMPLIFY ETFS | AMPLIFY INVESTMENTS LLC

CRD#: 173781 / SEC#: 801-80692

RIA

Registered Investment Advisory firm - (1/2/2015 Approved)

Illinois

Registered Investment Advisory firm - (12/8/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(8/5/2026)

IAR

Illinois
(9/10/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 66

Status Unavailable

Passed: 8/4/2026

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Status Unavailable

Passed: 7/7/2026

General Securities Representative Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 5/12/2026

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

AMPLIFY ETFS

AMPLIFY ETFS | AMPLIFY INVESTMENTS LLC

CRD#: 173781 / SEC#: 801-80692

RIA

Registered Investment Advisory firm - (1/2/2015 Approved)

Illinois

Registered Investment Advisory firm - (12/8/2014 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3333 Warrenville Road Suite 350, Lisle, IL 60532

Mailing Address

Phone number

(630) 487-2530

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

AMPLIFY INVESTMENTS - FORM ADV PART 2 (03-27-2026) (3/27/2026)

Regulatory assets under management

Total Number of Accounts	42
AUM (Assets Under Management)	$ 17,701,181,602

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Flavia Cardozo

J.P. MORGAN SECURITIES LLC

IAR

NAPERVILLE, IL

Justin Dagostino

VERTEX PARTNERS

IAR

DOWNERS GROVE, IL

James Flanagan

INDEPENDENT FINANCIAL GROUP, LLC

IAR

Downers Grove, IL

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Peter Johanik

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Johanik's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMPLIFY ETFS

FORESIDE FUND SERVICES, LLC

Primary Firm SEC Registration

AMPLIFY ETFS

State Registrations and Notice Filings

Exams

Series 66

Passed: 8/4/2026

Series 7TO

Passed: 7/7/2026

SIE

Passed: 5/12/2026

FINRA

Current Firm

AMPLIFY ETFS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AMPLIFY ETFS

TRUST BUT VERIFY

Similar Advisors