James Richard Feek
Professional Summary
James Richard Feek, who also goes by Jim Feek, was a registered financial advisor. James was a previously registered financial professional and started their career in finance 1976 - 2013. James had worked at 9 firms and has passed the Series 65, Series 63 and Series 1 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jim Feek
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
50 years in the financial services industry
Current & Past Employments
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Current Firm
ABACUS SECURITIES CORP. | CONOVER SECURITIES CORPORATION | ABACUS SECURITIES CORPORATION
Contact Information
Main Address
155 108th Ave Ne Suite 850, Bellevue, WA 98004Mailing Address
Po Box 90007, Bellevue, WA 98009Phone Number
(425) 455-1040Established
Washington since 11/01/1985Firm Type
CorporationFiscal Year End
AugustFirm Size
Small# of Employees
7Documents
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
4AUM (Assets Under Management)
$19,995,881Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Oct 1976Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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