James R. Feek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Richard Feek, who also goes by Jim Feek, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1976. James had worked at 9 firms and has passed the Series 65, Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2011 - December 9, 2013
CONOVER SECURITIES CORPORATION
September 28, 2009 - May 21, 2014
CONOVER SECURITIES CORPORATION
December 15, 2008 - September 1, 2009
PACIFIC WEST FINANCIAL CONSULTANTS INC
December 15, 2008 - September 1, 2009
PACIFIC WEST SECURITIES, INC.
March 23, 2001 - December 15, 2008
PRIVATE CONSULTING GROUP, INC.
July 10, 2000 - February 16, 2001
KESTRA INVESTMENT SERVICES, LLC
January 4, 2000 - December 15, 2008
PRIVATE CONSULTING GROUP, INC.
October 21, 1999 - July 10, 2000
PRIVATE CONSULTING GROUP, INC.
March 19, 1998 - November 2, 1999
PACIFIC HARBOR SECURITIES, INC.
April 13, 1995 - December 31, 1997
MUTUAL SERVICE CORPORATION
February 23, 1993 - March 23, 1998
JOHN HANCOCK DISTRIBUTORS LLC
December 18, 1991 - December 31, 1993
G. R. PHELPS & CO., INC.
October 18, 1976 - December 31, 1993
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/12/1976
Registered Representative ExaminationCurrent Firm
CONOVER SECURITIES CORPORATION
CRD#: 17129 / SEC#: , 8-35085
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 19,995,881 |
Red Flags
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