Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time for companies affiliated with Transamerica Financial Advisors, LLC. ASINA PROPERTIES, LLC POSITION: Member NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/05/2020 ADDRESS: 2275 Huntington Dr., #916, San Marino CA 91108, United States DESCRIPTION: I have periodic conversations with the property manager who handles all the day to day duties related to property management. We have a phone conversations every few months to go over any property financials or management issues as needed. WEST ADAMS GROUP, LLC POSITION: Sole Member NATURE: Real estate buy, fix, and sale; Real Estate Sales Commissions INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 4 START DATE: 01/03/2011 ADDRESS: 2275 Huntington Dr., Ste. 916, San Marino CA 91108, United States DESCRIPTION: The company is the receiver of real estate commissions for flow threw tax purposes paid to me from the OBA activity related to Century 21 A Better Service Realty. In the past I have negotiated the purchase of a residential property, managed the remodeling process, and then sold the properties in an attempt to generate a profit. H.M. RENTALS, LLC POSITION: Member NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/18/2008 ADDRESS: 2275 Huntington Dr., 916, San Marino CA 91108, United States DESCRIPTION: The property is managed by a property management company. I have occasional phone conversations with the manager as needed related to the financials and operations of the building. HUNTINGTON ASSET MANAGEMENT, LLC POSITION: Member NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/07/2005 ADDRESS: 1141 Palm Ave, San Gabriel CA 91776, United States DESCRIPTION: I have very little involvement in this OBA. I do some book keeping for this company at tax time and consulting with the accountant as needed. LAUD HOLDING COMPANY, LLC POSITION: Member NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/04/2002 ADDRESS: 2275 Huntington Dr., Ste. 916, San Marino CA 91108, United States DESCRIPTION: The apartment building is managed by a property manager. I have occasional phone conversations as needed to discuss financials or management issues related to the property. H.S.C. ACQUISITIONS, LLC POSITION: Sole member NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/09/2013 ADDRESS: 2275 Huntington Dr., Ste. 916, San Marino CA 91108, United States DESCRIPTION: This property is managed by a property management company. I have occasional phone conversations with the manager as needed to discuss management related issues. WEST 24TH ST PARTNERS, LLC POSITION: Sole member NATURE: Affiliate direct sales of health and wellness supplements. INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 12/18/2019 ADDRESS: 2275 Huntington Dr., Ste. 916, San Marino CA 91108, United States DESCRIPTION: I am the sole member of West 24th St. Partners, LLC. I do some bookkeeping at tax time. I help support a downline of affiliates by having zoom and telephone conversations to answer questions and provide occasional sales training. CENTURY 21 A BETTER SERVICE REALTY POSITION: Sales agent NATURE: Real Estate Sales INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 4 START DATE: 02/19/1998 ADDRESS: 10839 La Reina Ave, #100, Downey CA 90241, United States DESCRIPTION: I engage in prospecting activities to generate leads of people who want to buy and sell real estate. I represent buyers and sellers of commercial and residential properties.