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Hector Hernandez

TRANSAMERICA FINANCIAL ADVISORS
TORRANCE, CA 90501
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CRD#: 8283493
HH
Hector HernandezTRANSAMERICA FINANCIAL ADVISORS

Professional summary


Hector Hernandez is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Torrance, California.

Hector is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2026. Hector has worked at 1 firm and has passed the Series 63, Series 65, Series 6TO and SIE exams.

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time for companies affiliated with Transamerica Financial Advisors, LLC. ASINA PROPERTIES, LLC POSITION: Member NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/05/2020 ADDRESS: 2275 Huntington Dr., #916, San Marino CA 91108, United States DESCRIPTION: I have periodic conversations with the property manager who handles all the day to day duties related to property management. We have a phone conversations every few months to go over any property financials or management issues as needed. WEST ADAMS GROUP, LLC POSITION: Sole Member NATURE: Real estate buy, fix, and sale; Real Estate Sales Commissions INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 4 START DATE: 01/03/2011 ADDRESS: 2275 Huntington Dr., Ste. 916, San Marino CA 91108, United States DESCRIPTION: The company is the receiver of real estate commissions for flow threw tax purposes paid to me from the OBA activity related to Century 21 A Better Service Realty. In the past I have negotiated the purchase of a residential property, managed the remodeling process, and then sold the properties in an attempt to generate a profit. H.M. RENTALS, LLC POSITION: Member NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/18/2008 ADDRESS: 2275 Huntington Dr., 916, San Marino CA 91108, United States DESCRIPTION: The property is managed by a property management company. I have occasional phone conversations with the manager as needed related to the financials and operations of the building. HUNTINGTON ASSET MANAGEMENT, LLC POSITION: Member NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/07/2005 ADDRESS: 1141 Palm Ave, San Gabriel CA 91776, United States DESCRIPTION: I have very little involvement in this OBA. I do some book keeping for this company at tax time and consulting with the accountant as needed. LAUD HOLDING COMPANY, LLC POSITION: Member NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/04/2002 ADDRESS: 2275 Huntington Dr., Ste. 916, San Marino CA 91108, United States DESCRIPTION: The apartment building is managed by a property manager. I have occasional phone conversations as needed to discuss financials or management issues related to the property. H.S.C. ACQUISITIONS, LLC POSITION: Sole member NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/09/2013 ADDRESS: 2275 Huntington Dr., Ste. 916, San Marino CA 91108, United States DESCRIPTION: This property is managed by a property management company. I have occasional phone conversations with the manager as needed to discuss management related issues. WEST 24TH ST PARTNERS, LLC POSITION: Sole member NATURE: Affiliate direct sales of health and wellness supplements. INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 12/18/2019 ADDRESS: 2275 Huntington Dr., Ste. 916, San Marino CA 91108, United States DESCRIPTION: I am the sole member of West 24th St. Partners, LLC. I do some bookkeeping at tax time. I help support a downline of affiliates by having zoom and telephone conversations to answer questions and provide occasional sales training. CENTURY 21 A BETTER SERVICE REALTY POSITION: Sales agent NATURE: Real Estate Sales INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 4 START DATE: 02/19/1998 ADDRESS: 10839 La Reina Ave, #100, Downey CA 90241, United States DESCRIPTION: I engage in prospecting activities to generate leads of people who want to buy and sell real estate. I represent buyers and sellers of commercial and residential properties.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Hector Hernandez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD


Click below to view Hector Hernandez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 2, 2026 - Present

TRANSAMERICA FINANCIAL ADVISORS, LLC

Office #1: 21221 S Western Ave Suite 110, Torrance, CA 90501
RIA
BD
CRD#: 16164
TORRANCE, CA
Current

June 15, 2026 - Present

TRANSAMERICA FINANCIAL ADVISORS, LLC

Office #1: 21221 S Western Ave Suite 110, Torrance, CA 90501
RIA
BD
CRD#: 16164
TORRANCE, CA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.

CRD#: 16164 / SEC#: 801-38618, 8-33429

RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
California
(6/2/2026)
RR
California
(6/15/2026)

Exams


State Security Law Exam
RR
Series 63
Date: 2/10/2026
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 10/30/2021
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 6/13/2026
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.

CRD#: 16164 / SEC#: 801-38618, 8-33429

RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054

SEC notice filing (53 States and Territories)


FINRA licenses (53 States and Territories)


Documents


Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

TRANSAMERICA FINANCIAL ADVISORS, INC. FORM ADV, PART 2A (10/6/2025)

Direct owners and executive officers


NamePositionCRD#
AUSA HOLDING, LLCOWNER
BARRY, MICHELLE ANNEDIRECTOR, PRESIDENT, CEO2744539
BEITZEL, BRIANDIRECTOR, CHIEF FINANCIAL OFFICER6183770
COSTELLO, ROBERTCHIEF OPERATIONS OFFICER1349716
KRAMER, CHRISTINA DCHIEF COMPLIANCE OFFICER4406871
TJOA, NATHANIELCHIEF SUPERVISORY OFFICER4667709

Regulatory assets under management


Total Number of Accounts42,440
AUM (Assets Under Management)$ 1,730,669,809

Disclosures


Regulatory Event19
Arbitration3
Bond3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164Torrance, CA 90501

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