DG
Diane H. Gould
EAGLE STRATEGIES LLC
BETHESDA, MD 20817
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CRD#: 828331
DG
Professional summary
Diane Hack Gould, who also goes by Diane Adrian Hack, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Bethesda, Maryland and NYLIFE SECURITIES LLC located in Bethesda, Maryland.
Diane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Diane has worked at 2 firms and has passed the Series 63, Series 6TO, Series 22TO, SIE, Series 7 and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Diane Adrian Hack
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NONREGISTERED INSURANCE PRODUCTS; DBA OF D.H. GOULD COMPANY.] [notary public; notarizing legal documents or affidavits as a client service.; 6901 Rockledge Dr. Suite 500, Bethesda, MD 20817; Start Date 10/2016; Role/Title: notary; Not Investment Related; 1 hours per month; 1 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Diane Hack Gould's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 9, 1999 - Present
EAGLE STRATEGIES LLC
Office #1: 6905 Rockledge Drive Suite 900, Bethesda, MD 20817RIA
CRD#: 110826
BETHESDA, MD
Current
November 3, 1982 - Present
NYLIFE SECURITIES LLC
Office #1: 6905 Rockledge Drive Suite 900, Bethesda, MD 20817BD
CRD#: 5167
Bethesda, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/28/2016)
RR
Arizona(8/14/2015)
RR
California(1/11/1994)
RR
Colorado(6/12/2001)
RR
Connecticut(10/6/1995)
RR
Delaware(10/6/2011)
RR
District of Columbia(8/3/1984)
RR
Florida(9/12/1991)
RR
Georgia(4/6/2004)
RR
Illinois(8/3/2012)
RR
Indiana(6/28/2016)
RR
Iowa(9/9/2020)
RR
Kentucky(10/28/2022)
RR
Maine(5/2/2008)
RR
Maryland(7/17/1984)
IAR
Maryland(9/9/1999)
RR
Massachusetts(3/14/1994)
RR
Minnesota(8/10/2018)
RR
Montana(8/2/2018)
RR
New Hampshire(6/10/2014)
RR
New Jersey(6/22/1993)
RR
New York(1/16/2024)
RR
North Carolina(9/24/2004)
RR
Ohio(3/20/2019)
RR
Oregon(1/22/2025)
RR
Pennsylvania(8/14/1991)
RR
Rhode Island(1/22/2025)
RR
Tennessee(2/23/2024)
IAR
Texas(8/30/2012)
RR
Texas(1/22/2025)
RR
Virginia(12/11/1990)
RR
Washington(5/10/2012)
RR
West Virginia(7/29/2016)
RR
Wisconsin(1/19/1995)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 10/5/1976
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Bethesda, MD 20817TRUST BUT VERIFY
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