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LT

Larry Allen Trailor

CRD# 827733·Registered 1976 - 2006
Previously Registered: Being a previously registered professional could mean that Larry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Larry Allen Trailor was a registered financial advisor. Larry was a previously registered financial professional and started their career in finance 1976 - 2006. Larry had worked at 8 firms and has passed the Series 63, PC and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

50 years registered in the securities industry

Current & Past Employments

Past

THE SEIDLER COMPANIES INCORPORATEDPast·CRD# 3911
BD
Irvine, CA
July 25, 2003 - May 2, 2006
WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
BD
St. Louis, MO
June 5, 2000 - August 15, 2003
PRUDENTIAL EQUITY GROUP, LLCPast·CRD# 7471
BD
New York, NY
May 17, 1994 - June 6, 2000
WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
BD
St. Louis, MO
November 8, 1990 - April 13, 1994
LEHMAN BROTHERS INC.Past·CRD# 7506
BD
New York, NY
January 20, 1981 - December 7, 1990
E. F. HUTTON & COMPANY INCPast·CRD# 235
BD
September 19, 1979 - February 15, 1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
April 27, 1979 - October 10, 1979
BATEMAN EICHLER, HILL RICHARDS, INCORPORATEDPast·CRD# 76
BD
February 2, 1978 - March 28, 1979
DEAN WITTER & CO. INCORPORATEDPast·CRD# 6466
BD
September 23, 1976 - July 10, 1977

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Current Firm

TS
THE SEIDLER COMPANIES INCORPORATED

SEIDLER ASSET MANAGEMENT (A DIV. OF THE SEIDLER COMPANIES INC) | THE SEIDLER COMPANIES INCORPORATED | SEIDLER, ARNETT & SPILLANE INCORPORATED | SEIDLER INVESTMENT ADVISORS (A DIV OF THE SEIDLER COMPANIES INC)

CRD#: 3911 / SEC#: 8-14662
BD
Terminated by SEC on 06/29/2007

Contact Information

Established

Delaware since 03/18/1969

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
SEIDLER HOLDINGS INCORPORATEDPARENT COMPANY—
BECK, PAUL ROBERTPRESIDENT, CFO, COO, CHIEF COMPLIANCE OFFICER & DIRECTOR1288090

Disclosures

Regulatory Event

7

Arbitration

3

Bond

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1985About the Series 63 exam

PC — AMEX Put and Call Exam

Passed Sep 1977

Series 7 — General Securities Representative Examination

Passed Sep 1976About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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