Larry A. Trailor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Allen Trailor was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1976. Larry had worked at 8 firms and has passed the Series 63, PC and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2003 - May 2, 2006
THE SEIDLER COMPANIES INCORPORATED
June 5, 2000 - August 15, 2003
WELLS FARGO CLEARING SERVICES, LLC
May 17, 1994 - June 6, 2000
PRUDENTIAL EQUITY GROUP, LLC
November 8, 1990 - April 13, 1994
WELLS FARGO CLEARING SERVICES, LLC
January 20, 1981 - December 7, 1990
LEHMAN BROTHERS INC.
September 19, 1979 - February 15, 1981
E. F. HUTTON & COMPANY INC
April 27, 1979 - October 10, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 2, 1978 - March 28, 1979
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
September 23, 1976 - July 10, 1977
DEAN WITTER & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 9/1/1977
AMEX Put and Call ExamCurrent Firm
THE SEIDLER COMPANIES INCORPORATED
CRD#: 3911 / SEC#: , 8-14662
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SEIDLER HOLDINGS INCORPORATED | PARENT COMPANY | |
| BECK, PAUL ROBERT | PRESIDENT, CFO, COO, CHIEF COMPLIANCE OFFICER & DIRECTOR | 1288090 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
