Robert D. Cutler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Day Cutler, who also goes by Rob Cutler, Robert D Cutler, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1980. Robert had worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2016 - May 30, 2017
FORESIDE FUND SERVICES, LLC
July 14, 2003 - January 22, 2016
JANUS HENDERSON INVESTORS
October 23, 2001 - January 5, 2016
FORESIDE FUND SERVICES, LLC
January 16, 1992 - November 30, 1992
UBS FINANCIAL SERVICES INC.
November 25, 1987 - June 14, 1991
UBS FINANCIAL SERVICES INC.
December 2, 1980 - April 30, 1983
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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