John L. Netherland
Professional summary
John Larry Netherland is a registered financial professional currently at INSTITUTIONAL SECURITIES CORPORATION located in Dallas, Texas.
John is registered as a RR (Registered Representative) and started their career in finance in 1976. John has worked at 5 firms and has passed the Series 63, SIE, PC, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Larry Netherland's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 3, 2015 - Present
INSTITUTIONAL SECURITIES CORPORATION
Office #1: 3500 Oak Lawn Ave Suite 400, Dallas, TX 75219September 15, 2006 - September 1, 2020
NETHERLAND SECURITIES, INC.
April 1, 1997 - February 8, 2016
NETHERLAND SECURITIES, INC.
November 1, 1996 - June 13, 1997
PRIVATE BROKERS CORPORATION
September 12, 1984 - November 5, 1996
HILLTOP SECURITIES INC.
September 22, 1976 - September 14, 1984
INSTITUTIONAL EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/9/2015)
(11/4/2015)
(12/8/2015)
(12/18/2015)
(5/13/2019)
(10/3/2024)
(12/16/2015)
(12/9/2015)
(5/23/2019)
(5/3/2021)
(1/7/2016)
(4/15/2019)
(12/7/2015)
Exams
PC
Date: 5/18/1977
AMEX Put and Call ExamFINRA
Current Firm
INSTITUTIONAL SECURITIES CORPORATION
CRD#: 20291 / SEC#: 801-36967, 8-38158
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
INSTITUTIONAL SECURITIES CORPORATION
CRD#: 20291Dallas, TX 75219TRUST BUT VERIFY
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