Ronald E. Albert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Edward Albert, CFP® was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1976. Ronald had worked at 7 firms and has passed the Series 63, Series 2, Series 3, Series 7, Series 1 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 1994 - February 28, 2024
LINCOLN CAPITAL CORPORATION
August 30, 1985 - March 4, 1991
MORGAN STANLEY DW INC.
May 19, 1978 - September 20, 1985
KIDDER, PEABODY & CO. INCORPORATED
February 13, 1978 - May 19, 1978
KIDDER, PEABODY & CO., INCORPORATED
September 16, 1976 - December 25, 1977
AMERICAN EXPRESS FINANCIAL CORPORATION
September 16, 1976 - December 25, 1977
AMERIPRISE FINANCIAL SERVICES, LLC
September 16, 1976 - December 25, 1977
IDS LIFE INSURANCE COMPANY
Primary Firm SEC Registration
LINCOLN CAPITAL CORPORATION
CRD#: 109922 / SEC#: 801-38517
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 7/1/1994
Non-Member General Securities ExaminationSeries 1
Date: 9/11/1976
Registered Representative ExaminationSeries 8
Date: 2/12/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
LINCOLN CAPITAL CORPORATION
CRD#: 109922 / SEC#: 801-38517
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 859 |
| AUM (Assets Under Management) | $ 377,530,510 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
