Brandon Sawickey
Professional summary
Brandon Sawickey is a registered financial professional currently at HERBERT J. SIMS & CO, INC. located in Rockville, Maryland.
Brandon is registered as a RR (Registered Representative) and started their career in finance in 2026. Brandon has worked at 1 firm and has passed the Series 52TO, SIE and Series 50 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brandon Sawickey's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 26, 2026 - Present
HERBERT J. SIMS & CO, INC.
Office #1: 11140 Rockville Pike Suite 630, Rockville, MD 20852State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 6/26/2026
Municipal Securities Representative ExaminationFINRA
Current Firm
HERBERT J. SIMS & CO, INC.
CRD#: 3420 / SEC#: , 8-3315
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEKSYS CORPORATION | OWNER | |
| DIAMOND, JASON HOWARD | CHIEF FINANCIAL OFFICER/MANAGING PRINCIPAL | 2320884 |
| RULNICK, AARON M | DIRECTOR | 3149315 |
| HEBERT, VALERIE | CHIEF COMPLIANCE OFFICER | 4007252 |
| MULLANE, DANIEL JOSEPH | MANAGING PRINCIPAL | 1246435 |
| SANDS, R JEFFREY | DIRECTOR | 4285040 |
| SIMS, WILLIAM BARNETT | PRESIDENT/CEO | 425019 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
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