Raymond L. Harper
Professional summary
Raymond Leonard Harper, who also goes by Ray Harper, is a registered financial advisor currently at COMPREHENSIVE CAPITAL MANAGEMENT, INC. located in Totowa, New Jersey and APW CAPITAL, INC. located in Beaver, Pennsylvania.
Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1976. Raymond has worked at 6 firms and has passed the Series 63, Series 6TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Raymond Leonard Harper's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 21, 2010 - Present
COMPREHENSIVE CAPITAL MANAGEMENT, INC.
Office #1: 999 Riverview Drive Suite 201, Totowa, NJ 07512Office #2: 777 East Tahquitz Canyon Way Suite 200, Palm Springs, CA 92262September 20, 2010 - Present
APW CAPITAL, INC.
Office #1: 1221 Third Street, Beaver, PA 15009Office #2: 777 East Tahquitz Cannyon Way Suite 200, Palm Springs, CA 92262October 24, 2005 - September 23, 2010
CETERA WEALTH SERVICES, LLC
October 24, 2005 - September 23, 2010
CETERA WEALTH SERVICES, LLC
September 18, 2003 - December 31, 2005
BLUE VASE SECURITIES, LLC
September 12, 2003 - October 24, 2005
BLUE VASE SECURITIES, LLC
October 20, 1980 - September 19, 2003
EQUITABLE ADVISORS, LLC
September 1, 1976 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
Primary Firm SEC Registration
COMPREHENSIVE CAPITAL MANAGEMENT, INC.
CRD#: 119890 / SEC#: 801-61068
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/21/2010)
(11/18/2019)
(9/30/2010)
(3/17/2014)
(9/24/2010)
(9/28/2010)
(9/21/2010)
(9/21/2010)
(1/4/2022)
(10/16/2019)
(2/24/2022)
(10/16/2019)
(9/28/2010)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 8/23/1976
Registered Representative ExaminationFINRA
Current Firm
COMPREHENSIVE CAPITAL MANAGEMENT, INC.
CRD#: 119890 / SEC#: 801-61068
Contact information
SEC notice filing (19 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,105 |
| AUM (Assets Under Management) | $ 71,040,110 |
Red Flags
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