Edward F. Sporl
Professional summary
Edward Fredrick Sporl III, who also goes by Edward Frederick Sporl, is a registered financial advisor currently at SPORL & COMPANY located in San Anselmo, California.
Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. Edward has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Edward Fredrick Sporl III's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 29, 2019 - Present
SPORL & COMPANY
October 10, 2001 - December 31, 2018
SPORL & COMPANY
April 1, 1977 - November 8, 1984
J.P. MORGAN SECURITIES LLC
September 1, 1976 - July 6, 1977
STERN, FRANK, MEYER & FOX, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/29/2019)
(6/30/2020)
Exams
Current Firm
SPORL & COMPANY
CRD#: 130785 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 1,030,333 |
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| California | ERA - Withdrawn | 1/7/2019 |
| Louisiana | ERA - Withdrawn | 1/7/2019 |
Red Flags
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