Kenneth P. Clamurro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Philip Clamurro, who also goes by Ken Clamurro, Kenneth Philip Claumrro, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1976. Kenneth had worked at 7 firms and has passed the Series 65, Series 63, Series 31, PC and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2012 - June 23, 2017
NORTH CAPITAL
December 14, 2009 - April 23, 2015
CHAMBERLAIN FINANCIAL PLANNING & WEALTH MANAGEMENT
January 15, 2003 - February 8, 2008
WELLS FARGO CLEARING SERVICES, LLC
January 15, 2003 - February 8, 2008
WELLS FARGO CLEARING SERVICES, LLC
December 12, 1997 - January 15, 2003
MORGAN STANLEY DW INC.
October 12, 1992 - January 15, 2003
MORGAN STANLEY DW INC.
October 18, 1979 - October 21, 1992
KIDDER, PEABODY & CO. INCORPORATED
September 26, 1978 - November 12, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 1, 1976 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
Primary Firm SEC Registration
NORTH CAPITAL
CRD#: 148802 / SEC#: 801-110598
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 10/4/1979
AMEX Put and Call ExamCurrent Firm
NORTH CAPITAL
CRD#: 148802 / SEC#: 801-110598
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 642 |
| AUM (Assets Under Management) | $ 292,582,491 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
