Louis A. Rodriguez Nader

FSAM LLC

GUAYNABO, PR 00968

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CRD#: 826358

Professional summary

Louis Armand Rodriguez Nader, who also goes by Louis Armand Rodriguez, Louis A Rodriguez Nader, Louis Armando Rodriguez Nader, is a registered financial advisor currently at FSAM LLC located in Guaynabo, and FIRST SOUTHERN, LLC located in Guaynabo, .

Louis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1976. Louis has worked at 11 firms and has passed the Series 65, Series 63, SIE, PC, Series 5 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Louis Armand Rodriguez | Louis A Rodriguez Nader | Louis Armando Rodriguez Nader

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis Armand Rodriguez Nader's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 16, 2021 - Present

FSAM LLC

Office #1: Gam Tower 2 Tabonuco Street, Suite 200, Guaynabo, PR 00968

RIA

CRD#: 287851

GUAYNABO, PR

Current

October 25, 2021 - Present

FIRST SOUTHERN, LLC

Office #1: Gam Tower 2 Tabonuco Street, Suite 200, Guaynabo, PR 00968

CRD#: 282756

Guaynabo, PR

Past

October 25, 2021 - November 4, 2021

FSAM LLC

RIA

CRD#: 287851

ALPHARETTA, GA

Past

March 27, 2018 - October 7, 2021

HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

RIA

CRD#: 134510

Guaynabo, PR

Past

February 5, 2018 - February 22, 2018

HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

RIA

CRD#: 134510

Guaynabo, PR

Past

February 5, 2018 - October 7, 2021

HERBERT J. SIMS & CO, INC.

CRD#: 3420

GUAYNABO, PR

Past

March 23, 2010 - February 12, 2018

SANTANDER SECURITIES LLC

RIA

CRD#: 41791

San Juan, PR

Past

May 13, 1999 - February 12, 2018

SANTANDER SECURITIES LLC

CRD#: 41791

San Juan, PR

Past

February 7, 1991 - April 16, 1999

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO

CRD#: 13042

HATO REY, PR

Past

May 15, 1990 - April 16, 1999

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

February 15, 1988 - May 24, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

August 30, 1984 - February 15, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

September 26, 1978 - August 24, 1984

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

September 1, 1976 - September 26, 1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

CRD#: 572

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FSAM LLC

FIRST SOUTHERN ASSET MANAGEMENT LLC | FSAM LLC | FIRST SOUTHERN ASSET MANAGEMENT, LLC

CRD#: 287851 / SEC#: 801-122054

RIA

Registered Investment Advisory firm - (8/12/2021 Approved)

Georgia

Registered Investment Advisory firm - (4/18/2022 Terminated)

Puerto Rico

Registered Investment Advisory firm - (3/30/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(10/31/2025)

Puerto Rico
(11/16/2021)

IAR

Puerto Rico
(11/16/2021)

Virginia
(11/24/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/5/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/2/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

PC

Date: 4/16/1993

AMEX Put and Call Exam

General Industry/Product Exam

Series 5

Date: 9/24/1981

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 8/21/1976

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FSAM LLC

FIRST SOUTHERN ASSET MANAGEMENT LLC | FSAM LLC | FIRST SOUTHERN ASSET MANAGEMENT, LLC

CRD#: 287851 / SEC#: 801-122054

RIA

Registered Investment Advisory firm - (8/12/2021 Approved)

Georgia

Registered Investment Advisory firm - (4/18/2022 Terminated)

Puerto Rico

Registered Investment Advisory firm - (3/30/2022 Terminated)

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Contact information

Main Address

1720 Windward Concourse Suite 115, Alpharetta, GA 30005

Mailing Address

Phone number

(770) 777-9373

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FSAM, LLC PART 2A FIRM BROCHURE (10/15/2025)

FSAM LLC WRAP FEE BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	165
AUM (Assets Under Management)	$ 112,853,411

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Louis A. Rodriguez Nader

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis Armand Rodriguez Nader's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST SOUTHERN, LLC

FSAM LLC

HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

HERBERT J. SIMS & CO, INC.

SANTANDER SECURITIES LLC

SANTANDER SECURITIES LLC

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO

UBS FINANCIAL SERVICES INC.

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

Primary Firm SEC Registration

FSAM LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/5/1996

Series 63

Date: 2/2/1991

SIE

Date: 10/1/2018

PC

Date: 4/16/1993

Series 5

Date: 9/24/1981

Series 7

Date: 8/21/1976

FINRA

Current Firm

FSAM LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FSAM LLC

TRUST BUT VERIFY

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