Connor J. Bartley
Professional summary
Connor James Bartley, who also goes by Connor Bartley, is a registered financial professional currently at OAKWOOD CAPITAL SECURITIES, INC. located in Richardson, Texas.
Connor is registered as a RR (Registered Representative) and started their career in finance in 2026. Connor has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Connor James Bartley's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 4, 2026 - Present
OAKWOOD CAPITAL SECURITIES, INC.
Office #1: 3400 N Central Expy Suite #110-260, Richardson, TX 75080State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/4/2026)
Exams
Series 7TO
Date: 7/3/2026
General Securities Representative ExaminationFINRA
Current Firm
OAKWOOD CAPITAL SECURITIES, INC.
CRD#: 21000 / SEC#: , 8-38631
Contact information
FINRA licenses (49 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OAKWOOD CAPITAL SECURITIES, INC.
CRD#: 21000Richardson, TX 75080TRUST BUT VERIFY
Monitor Connor Bartley
Get automatic monthly alerts on:
