Peter J. Sinram
Professional summary
Peter John Sinram was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Peter is a previously registered financial professional and started their career in finance in 1976. Prior to being barred, Peter had worked at 7 firms, which includes 1ST FREEDOM SECURITIES LLC, TD SECURITIES (USA) LLC, RBC CAPITAL MARKETS CORPORATION, A. E. AMES & CO. INCORPORATED, STUART BROTHERS, S & A REALIZATION CORP., NATIVE NATIONS SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2000 - November 15, 2000
1ST FREEDOM SECURITIES, LLC
October 4, 1994 - April 14, 1999
TD SECURITIES (USA) LLC
September 17, 1981 - August 18, 1994
RBC CAPITAL MARKETS CORPORATION
September 3, 1980 - August 25, 1981
A. E. AMES & CO., INCORPORATED
August 27, 1980 - September 29, 1980
STUART BROTHERS
June 4, 1979 - July 30, 1980
S & A REALIZATION CORP.
July 22, 1976 - August 14, 1978
NATIVE NATIONS SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
1ST FREEDOM SECURITIES, LLC
CRD#: 104202 / SEC#: , 8-52655
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BULL MEETS BEAR CONSULTING, INC. | MEMBER | |
| IORI, CESARE JOSEPH JR | MANAGER AND GENERAL SECURITIES PRINCIPAL | 2159836 |
Red Flags
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