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Cesare Joseph Iori Jr

CRD# 2159836·Registered 1993 - 2001
Barred: Cesare Joseph Iori JR was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Cesare Joseph Iori JR, who also goes by Chez Iori Jr, was a registered financial advisor. Cesare was a previously registered financial professional and started their career in finance 1993 - 2001. Cesare had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chez Iori Jr

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

1ST FREEDOM SECURITIES, LLC·CRD# 104202
BD
Westbury, NY
October 23, 2000 - June 12, 2001
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Tampa, FL
October 27, 1998 - February 24, 1999
PARKER BROMLEY LTD.·CRD# 39674
BD
Garden City, NY
August 20, 1997 - September 16, 1998
LEGEND MERCHANT GROUP, INC.·CRD# 5155
BD
New York, NY
February 12, 1996 - July 2, 1997
STRATTON OAKMONT INC.·CRD# 18692
BD
Lake Success, NY
January 5, 1993 - June 30, 1995

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Current Firm

1F
1ST FREEDOM SECURITIES, LLC

1ST FREEDOM SECURITIES, LLC

CRD#: 104202 / SEC#: 8-52655
BD
Terminated by SEC on 08/11/2001

Contact Information

Established

New York since 04/07/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BULL MEETS BEAR CONSULTING, INC.MEMBER—
IORI, CESARE JOSEPH JRMANAGER AND GENERAL SECURITIES PRINCIPAL2159836

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1992About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 1998About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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