DG
Daniel Galligan
OPAL SECURITIES
NEW YORK, NY 10001
Some features on this profile are disabled
CRD#: 8248812
DG
Daniel GalliganOPAL SECURITIES
Professional summary
Daniel Galligan is a registered financial professional currently at OPAL SECURITIES, INC. located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2026. Daniel has worked at 1 firm and has passed the Series 7TO and SIE exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Daniel Galligan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 6, 2026 - Present
OPAL SECURITIES, INC.
Office #1: 251 W 30th St 5th Floor, New York, NY 10001BD
CRD#: 8246
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 7TO
Date: 8/6/2026
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OS
OPAL SECURITIES, INC.
OPAL SECURITIES, INC. | SOUTHAMPTON INVESTMENT SERVICES INC.
CRD#: 8246 / SEC#: , 8-24841
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Loading...
Contact information
Main Address
251 W 30th St 5th Floor, New York, NY 10001
Mailing Address
340 North Westlake Blvd., Suite 160, Westlake Village, CA 91362
Phone number
(617) 639-9282
Established
Pennsylvania since 04/13/1980
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (22 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
