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FIRM PROFILE
Overview
OPAL SECURITIES, INC. is located at 251 W 30th St 5th Floor, New York, NY 10001 and was first established at New York, Pennsylvania in 04/13/1980. After operating for 46 years, OPAL SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of OPAL SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. OPAL SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at OPAL SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access OPAL SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at OPAL SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for OPAL SECURITIES, INC. Comes From
Understanding the Statistics for OPAL SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
251 W 30th St 5th Floor, New York, NY 10001
340 North Westlake Blvd., Suite 160, Westlake Village, CA 91362
Small
(617) 639-9282
Pennsylvania since 04/13/1980
Corporation
December
FIRM DOCUMENTS
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Advisor's working at OPAL SECURITIES, INC.
Brian Patrick Sweeney
Zachary ("nmn") Goldberg
Connor Farrington
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