Darwin W. Heath Jr.
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darwin Whitcomb Heath Jr., who also goes by Darwin Whitcomb Heath Jr, Darwin Heath Jr., Darwin Heath Jr., was a registered financial professional .
Darwin is a previously registered financial professional and started their career in finance in 1976. Darwin had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 15, PC and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2011 - June 24, 2024
SEACREST WEALTH MANAGEMENT, LLC
August 12, 2011 - December 31, 2018
PURSHE KAPLAN STERLING INVESTMENTS
August 25, 2010 - August 18, 2011
DETWILER FENTON INVESTMENT MANAGEMENT LLC
July 2, 2009 - December 1, 2010
DETWILER FENTON & CO.
April 9, 2009 - August 18, 2011
DETWILER FENTON & CO.
January 19, 2001 - April 14, 2009
UBS FINANCIAL SERVICES INC.
June 8, 1983 - February 21, 2001
TUCKER ANTHONY INCORPORATED
September 26, 1978 - June 20, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 22, 1976 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
Primary Firm SEC Registration
SEACREST WEALTH MANAGEMENT, LLC
CRD#: 147092 / SEC#: 801-69141
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 3/25/1985
Foreign Currency Options ExaminationPC
Date: 9/8/1977
AMEX Put and Call ExamCurrent Firm
SEACREST WEALTH MANAGEMENT, LLC
CRD#: 147092 / SEC#: 801-69141
Contact information
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,945 |
| AUM (Assets Under Management) | $ 1,561,182,425 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
