Darwin Whitcomb Heath Jr.
Professional Summary
Darwin Whitcomb Heath Jr., who also goes by Darwin Whitcomb Heath Jr, Darwin Heath Jr., Darwin Heath Jr., was a registered financial advisor. Darwin was a previously registered financial professional and started their career in finance 1976 - 2024. Darwin had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 15, PC and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Darwin Whitcomb Heath Jr, Darwin Heath Jr., Darwin Heath Jr.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
50 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
SEACREST WEALTH MANAGEMENT, LLC
Contact Information
Main Address
3000 Westchester Avenue Suite 206, Purchase, NY 10577Phone Number
(914) 502-1900# of Employees
47SEC notice filing (40 States and Territories)
Registered to provide investment advisory services in 40 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
3,417AUM (Assets Under Management)
$1,533,465,779Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
SEACREST WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 15 — Foreign Currency Options Examination
Passed Mar 1985PC — AMEX Put and Call Exam
Passed Sep 1977Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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