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OS

Osman Sanchez

FNEX CAPITAL

Torrence, CA

·CRD# 8245770·1 year experience

Professional Summary

Osman Sanchez is a registered financial advisor currently at FNEX CAPITAL, LLC located in Torrence, California. Osman is registered as a RR (Registered Representative) and started their career in finance in 2026. Osman has worked at 1 firm and has passed the Series 63, Series 22TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years in the financial services industry

Current & Past Employments

FNEX CAPITAL, LLC·CRD# 166316

BD

2958 Columbia St, Torrence, CA 90503

June 8, 2026 - Present

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Current Firm

FC

FNEX CAPITAL, LLC

APPLIED CAPITAL, LLC | FNEX CAPITAL, LLC

CRD#: 166316 / SEC#: 8-69199

BD

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

One Indiana Square Suite 2252, Indianapolis, IN 46204

Mailing Address

One Indiana Square Suite 2252, Indianapolis, IN 46204

Phone Number

(317) 580-2588

Established

Indiana since 06/04/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FNEX, LLC	MEMBER	—
ALVAREZ, KAREN LOU	FINANCIAL OPERATIONS	4044938
HEGER, LOREN EUGENE	CEO, CCO, AMLCO, EXEC. REP.	6143753

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(6/9/2026)

RR

Alaska
(6/9/2026)

RR

Arizona
(6/9/2026)

RR

Arkansas
(6/9/2026)

RR

California
(6/8/2026)

RR

Colorado
(6/9/2026)

RR

Connecticut
(6/9/2026)

RR

Delaware
(6/9/2026)

RR

District of Columbia
(6/9/2026)

RR

Florida
(6/9/2026)

RR

Georgia
(6/9/2026)

RR

Hawaii
(6/9/2026)

RR

Idaho
(6/9/2026)

RR

Illinois
(6/9/2026)

RR

Indiana
(6/9/2026)

RR

Iowa
(6/9/2026)

RR

Kansas
(6/9/2026)

RR

Kentucky
(6/9/2026)

RR

Louisiana
(6/9/2026)

RR

Maine
(6/9/2026)

RR

Maryland
(6/9/2026)

RR

Massachusetts
(6/9/2026)

RR

Michigan
(6/9/2026)

RR

Minnesota
(6/9/2026)

RR

Mississippi
(6/9/2026)

RR

Missouri
(6/9/2026)

RR

Montana
(6/9/2026)

RR

Nebraska
(6/9/2026)

RR

Nevada
(6/9/2026)

RR

New Hampshire
(6/9/2026)

RR

New Jersey
(6/9/2026)

RR

New Mexico
(6/9/2026)

RR

New York
(6/9/2026)

RR

North Carolina
(6/9/2026)

RR

North Dakota
(6/9/2026)

RR

Ohio
(6/9/2026)

RR

Oklahoma
(6/9/2026)

RR

Oregon
(6/9/2026)

RR

Pennsylvania
(6/9/2026)

RR

Rhode Island
(6/9/2026)

RR

South Carolina
(6/9/2026)

RR

South Dakota
(6/9/2026)

RR

Tennessee
(6/9/2026)

RR

Texas
(6/9/2026)

RR

Utah
(6/9/2026)

RR

Vermont
(6/9/2026)

RR

Virginia
(6/9/2026)

RR

Washington
(6/9/2026)

RR

West Virginia
(6/9/2026)

RR

Wisconsin
(6/9/2026)

RR

Wyoming
(6/9/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2026About the Series 63 exam

Series 22TO — Direct Participation Programs Representative Examination

Passed Jun 2026About the Series 22TO exam

SIE — Securities Industry Essentials Examination

Passed Nov 2025About the SIE exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Osman Sanchez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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OS

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