ZS
Zekai Shen
CICC US SECURITIES
NEW YORK, NY 10017
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CRD#: 8244261
ZS
Zekai ShenCICC US SECURITIES
Professional summary
Zekai Shen is a registered financial professional currently at CICC US SECURITIES, INC. located in New York, New York.
Zekai is registered as a RR (Registered Representative) and started their career in finance in 2026. Zekai has worked at 1 firm and has passed the Series 79TO and SIE exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Zekai Shen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 1, 2026 - Present
CICC US SECURITIES, INC.
Office #1: 280 Park Avenue 32nd Floor, New York, NY 10017BD
CRD#: 143221
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 79TO
Date: 7/1/2026
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CU
CICC US SECURITIES, INC.
CICC US SECURITIES, INC.
CRD#: 143221 / SEC#: , 8-67544
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
280 Park Avenue 32nd Floor, New York, NY 10017
Mailing Address
280 Park Avenue 32nd Floor, New York, NY 10017
Phone number
(646) 794-8761
Established
Delaware since 08/25/2005
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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