NG
Norman C. Gilbert
J. W. COLE ADVISORS
HOBE SOUND, FL 33455
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CRD#: 824375
NG
Professional summary
Norman Charles Gilbert, CFP®, who also goes by N Charles Gilbert, Norman C Gilbert, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Hobe Sound, Florida and J.W. COLE FINANCIAL, INC. located in Jupiter, Florida.
Norman is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1976. Norman has worked at 8 firms and has passed the Series 63, Series 6TO, Series 22TO, SIE, Series 7 and Series 1 exams.
Question & Answer
What are your service offerings?
Investment Planning
Employee and Employer Plan Ben...
Tax Planning
Business Succession Planning
Comprehensive Financial Planni...
Estate Planning
Insurance Planning
Are you a "fiduciary"?
Yes
Aliases
N Charles Gilbert | Norman C Gilbert
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) CHARLES GILBERT; NOT INVESTMENT RELATED; 15392 71ST DRIVE NORTH PALM BEACH GARDENS, FL 33418; ANTIQUE DEALING E) BUYER AND SELLER; 1980; 10 HRS/MONTH, NONE DURING TRADING; BUYING AND SELLING ANTIQUES; NOT AN OFFICER; NO CLIENTS INVOLVED; NO COMPENSATION. (2) CHARLES GILBERT; INVESTMENT RELATED; 600 SANDTREE DR #203C PALM BEACH GARDENS, FL 33403; FIXED INSURANCE; AGENT; 1975; 40 HRS/MONTH, 4O DURING TRADING; SALES AND SERVICE; OFFICER; NO CLIENTS INVOLVED; $100,000/YEAR. (3) FINANCIAL PLANNING ASSOCIATES; INVESTMENT RELATED; 601 Heritage Drive, Ste 209; Jupiter, FL 33458; REGISTERED INVESTMENT ADVISORY FIRM; INVESTMENT ADVISOR; 2004; 10 HRS/MONTH, 10 DURING TRADING; CLIENT RELATIONS/FINANCIAL PLANNING; NOT AN OFFICER; NO CLIENTS INVOLVED; $2,000/YEAR. (4) DBA; CHARLES GILBERT, CFP; INVESTMENT RELATED; PALM BEACH GARDENS, FL; FINANCIAL PLANNING. (5) Oceanside Wealth Management - DBA Name
CRS (Client Relationship Summary) - RIA
Click below to view Norman Charles Gilbert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
October 7, 2009 - Present
J. W. COLE ADVISORS, INC.
Office #1: 10762 Se Federal Highway, Hobe Sound, FL 33455Office #2: 601 Heritage Drive Suite 225, Jupiter, FL 33458RIA
CRD#: 112294
HOBE SOUND, FL
Current
July 31, 2009 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 601 Heritage Drive Suite 209, Jupiter, FL 33458Office #2: 10762 Se Federal Highway, Hobe Sound, FL 33455BD
CRD#: 124583
JUPITER, FL
Past
November 14, 2007 - December 6, 2017
FINANCIAL PLANNING ASSOCIATES, INC.
RIA
CRD#: 142119
PALM BEACH GARDENS, FL
Past
January 7, 2004 - August 3, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
PALM BEACH GARDENS, FL
Past
February 12, 2001 - January 7, 2004
VALMARK ADVISERS, INC.
RIA
CRD#: 108050
W. PALM BEACH, FL
Past
January 14, 1999 - December 31, 2003
VALMARK SECURITIES, INC.
BD
CRD#: 31243
AKRON, OH
Past
November 20, 1985 - January 11, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
July 2, 1976 - November 6, 1985
NEW ENGLAND SECURITIES
BD
CRD#: 615
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(7/31/2009)
IAR
Florida(10/7/2009)
RR
Georgia(6/8/2017)
RR
Maryland(10/2/2012)
RR
New York(7/18/2013)
RR
North Carolina(3/14/2012)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 6/26/1976
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
