Joel E. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joel Ernest Miller was a registered financial professional .
Joel is a previously registered financial professional and started their career in finance in 1976. Joel had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2013 - December 31, 2015
ISC ADVISORS, INC.
January 17, 2008 - December 31, 2013
INSTITUTIONAL SECURITIES CORPORATION
January 1, 1990 - October 6, 2014
INSTITUTIONAL SECURITIES CORPORATION
December 16, 1989 - June 1, 1990
LPL FINANCIAL LLC
January 1, 1988 - December 16, 1989
LINSCO FINANCIAL GROUP, INC.
February 4, 1985 - January 14, 1988
FIRST AFFILIATED SECURITIES, INC.
February 26, 1982 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
October 21, 1981 - December 10, 1984
LOWRY FINANCIAL SERVICES CORPORATION
July 1, 1976 - January 10, 1990
OSAIC FA, INC.
July 1, 1976 - December 20, 2000
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
Primary Firm SEC Registration
ISC ADVISORS, INC.
CRD#: 166586 / SEC#: 801-77727
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/25/1976
Registered Representative ExaminationCurrent Firm
ISC ADVISORS, INC.
CRD#: 166586 / SEC#: 801-77727
Contact information
SEC notice filing (20 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,989 |
| AUM (Assets Under Management) | $ 1,539,119,817 |
Red Flags
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