Rodney L. Labat
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rodney Lee Labat, who also goes by Rod Labat, was a registered financial professional .
Rodney is a previously registered financial professional and started their career in finance in 1976. Rodney had worked at 11 firms and has passed the Series 63, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2009 - November 8, 2012
METLIFE INVESTORS DISTRIBUTION COMPANY
August 12, 2002 - March 6, 2009
NEW ENGLAND SECURITIES
April 19, 2001 - September 3, 2002
PRUCO SECURITIES, LLC.
January 16, 1999 - March 16, 2001
CADARET, GRANT & CO., INC.
September 5, 1995 - January 15, 1999
THE LEADERS GROUP, INC.
April 11, 1995 - August 31, 1995
SUNAMERICA SECURITIES, INC.
April 29, 1994 - April 11, 1995
AMERICAN GENERAL SECURITIES INCORPORATED
April 11, 1994 - April 29, 1994
TOWER SQUARE SECURITIES, INC.
August 31, 1984 - November 17, 1986
ADVANTAGE CAPITAL CORPORATION
July 12, 1978 - September 4, 1984
WORLD CAPITAL BROKERAGE, INC.
June 14, 1976 - September 1, 1977
NOBLE SECURITIES CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/10/1976
Registered Representative ExaminationCurrent Firm
METLIFE INVESTORS DISTRIBUTION COMPANY
CRD#: 107622 / SEC#: , 8-53064
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| METLIFE INVESTORS GROUP, LLC | SHAREHOLDER | |
| ALPHONSO-NAPOLI, GEETA MARCELI | LEGAL OFFICER | 4518655 |
| FRADKIN, GEOFFREY ANDREW | VICE PRESIDENT | 5473381 |
| GOOD, JESSICA TERESE | CHAIRMAN OF THE BOARD OF DIRECTORS, PRESIDENT AND CEO | 5741973 |
| GRUPPUSO, PETER | ASSISTANT VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2643834 |
| KUCHINSKY, ALEXIS NATALIE | CHIEF COMPLIANCE OFFICER | 4343809 |
| LOPEZ, GABRIEL ADOLPH | DIRECTOR AND SENIOR VICE PRESIDENT | 2554216 |
| MCDERMOTT, MICHAEL | DIRECTOR, SENIOR VICE PRESIDENT | 5577809 |
| SCHUSTER, THOMAS JAMES | DIRECTOR, SENIOR VICE PRESIDENT | 4570334 |
| SMITH-WALL, ANIKA AYANNA-NJERI | DIRECTOR, VICE PRESIDENT | 7414359 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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