AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
CC

Cecil A. Creasy

CAPITAL INVESTMENT ADVISORY SERVICES
WILMINGTON, NC 28403
Some features on this profile are disabled
CRD#: 823823
CC

Professional summary

Cecil Arthur Creasy JR is a registered financial advisor currently at CAPITAL INVESTMENT ADVISORY SERVICES, LLC located in Wilmington, North Carolina and CAPITAL INVESTMENT GROUP, INC. located in Gretna, Virginia.

Cecil is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1976. Cecil has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 3, PC and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. JUNCTION AT GRETNA, NOT INVESTMENT RELATED, 100 VADEN ST., GRETNA, VA, SHOPPING CENTER, MAJORITY OWNER/MANAGING MEMBER, 1/1/2001, 2 HRS WK, 2 HRS WK DURING BUSINESS HOURS 2. THE LAVALETTE HOUSE, LLC. 105 S. MAIN ST., GRETNA, VA. RENTAL PROPERTY. NOT INVESTMENT RELATED. JOINTLY OWNED WITH REP'S SPOUSE. 3. CAPE FEAR INVESTMENT GROUP. OWNER/MANAGER. DBA NAME FOR INVESTMENT BUSINESS. 2018 EASTWOOD ROAD, WILMINGTON, NC 28403. ACTIVITY IS INVESTMENT RELATED. 40+ HRS/WEEK, MOST OF THAT DURING NORMAL TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cecil Arthur Creasy JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 10, 2013 - Present

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

Office #1: 2018 Eastwood Road, Wilmington, NC 28403
RIA
CRD#: 149124
WILMINGTON, NC
Current

January 22, 2010 - Present

CAPITAL INVESTMENT GROUP, INC.

BD
CRD#: 14752
GRETNA, VA
Past

January 25, 2010 - December 31, 2012

CIC ADVISERS, LLC

RIA
CRD#: 130735
RALEIGH, NC
Past

March 13, 2009 - December 17, 2009

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
WILMINGTON, NC
Past

March 13, 2009 - December 17, 2009

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
WILMINGTON, NC
Past

December 20, 2002 - March 13, 2009

FERRIS, BAKER WATTS, LLC

RIA
CRD#: 285
WILMINGTON, NC
Past

December 20, 2002 - March 13, 2009

FERRIS, BAKER WATTS, LLC

BD
CRD#: 285
WILMINGTON, NC
Past

May 5, 1999 - January 14, 2003

SCOTT & STRINGFELLOW, LLC

BD
CRD#: 6255
RICHMOND, VA
Past

December 20, 1994 - January 14, 2003

SCOTT & STRINGFELLOW, LLC

RIA
CRD#: 6255
WILMINGTON, NC
Past

August 31, 1989 - May 5, 1999

SCOTT & STRINGFELLOW, INC.

BD
CRD#: 3309
RICHMOND, VA
Past

August 25, 1989 - September 23, 1989

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

July 22, 1982 - August 25, 1989

THOMSON MCKINNON SECURITIES INC.

BD
CRD#: 829
NEW YORK, NY
Past

June 19, 1980 - July 29, 1982

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
Past

June 24, 1976 - July 13, 1980

SADE & CO.

BD
CRD#: 738

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC

CRD#: 149124 / SEC#: 801-69846

RIA
Registered Investment Advisory firm - (1/5/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(2/16/2010)
RR
Kansas
(12/1/2010)
RR
North Carolina
(1/25/2010)
IAR
North Carolina
(1/10/2013)
RR
Oregon
(1/22/2010)
RR
Virginia
(1/25/2010)
RR
West Virginia
(4/15/2010)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/19/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/3/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 1/9/1987
National Commodity Futures Examination
General Industry/Product Exam
RR
PC
Date: 12/3/1984
AMEX Put and Call Exam
General Industry/Product Exam
RR
Series 7
Date: 6/19/1976
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC

CRD#: 149124 / SEC#: 801-69846

RIA
Registered Investment Advisory firm - (1/5/2009 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
100 E. Six Forks Road Suite 200, Raleigh, NC 27609
Mailing Address
P.o. Box 32249, Raleigh, NC 27622
Phone number
(919) 831-2370
Established
Firm type
Fiscal year end
# of Employees
106

SEC notice filing (39 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CIAS ADV PART 2A (3/13/2025)

Regulatory assets under management

Total Number of Accounts8,619
AUM (Assets Under Management)$ 1,930,938,262

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

CRD#: 149124Wilmington, NC 28403

TRUST BUT VERIFY

Monitor Cecil Creasy

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Ryan Anthony Gallo
Ryan GalloAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
FULLERTON, CA
TB
Tylor BalsonAdvisorCheck Check Mark
STIFEL, NICOLAUS & COMPANY, INCORPORATED
PR
ST LOUIS, MO
Kevin Harrell
Kevin HarrellAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Reno, NV
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.