Ergen Banja

ASSET PRESERVATION ADVISORS

NEW YORK, NY 10017

CRD#: 8238100

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Professional summary

Ergen Banja is a registered financial advisor currently at ASSET PRESERVATION ADVISORS, LLC located in New York, New York.

Ergen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Ergen has worked at 1 firm and has passed the Series 65 and SIE exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ergen Banja's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 15, 2026 - Present

ASSET PRESERVATION ADVISORS, LLC

Office #1: 400 Madison Ave Suite 9d, New York, NY 10017

RIA

CRD#: 106741

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASSET PRESERVATION ADVISORS, LLC

ASSET PRESERVATION ADVISORS INC | ASSET PRESERVATION ADVISORS,INC. | ASSET PRESERVATION ADVISORS, LLC

CRD#: 106741 / SEC#: 801-41636

RIA

Registered Investment Advisory firm - (5/27/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(5/15/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/15/2026

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 8/11/2024

Securities Industry Essentials Examination

Current Firm

ASSET PRESERVATION ADVISORS, LLC

ASSET PRESERVATION ADVISORS INC | ASSET PRESERVATION ADVISORS,INC. | ASSET PRESERVATION ADVISORS, LLC

CRD#: 106741 / SEC#: 801-41636

RIA

Registered Investment Advisory firm - (5/27/1992 Approved)

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Contact information

Main Address

3344 Peachtree Road, Ne Suite 2050, Atlanta, GA 30326

Mailing Address

Phone number

(404) 261-1333

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (38 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APA FORM ADV PART 2A (5/6/2025)

Regulatory assets under management

Total Number of Accounts	2,954
AUM (Assets Under Management)	$ 10,654,240,520

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ergen Banja

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ergen Banja's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASSET PRESERVATION ADVISORS, LLC

Primary Firm SEC Registration

ASSET PRESERVATION ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/15/2026

SIE

Date: 8/11/2024

Current Firm

ASSET PRESERVATION ADVISORS, LLC

Contact information

SEC notice filing (38 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASSET PRESERVATION ADVISORS, LLC

TRUST BUT VERIFY

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