Charles J. Young
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles J Young, who also goes by Chuck Young, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1976. Charles had worked at 8 firms and has passed the Series 63, Series 55, PC and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2013 - October 1, 2013
BB&T SECURITIES, LLC
June 6, 2000 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
October 1, 1999 - February 28, 2000
WELLS FARGO CLEARING SERVICES, LLC
August 30, 1989 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
July 31, 1989 - August 22, 1989
FIRST UNION CAPITAL MARKETS CORP.
May 20, 1987 - September 1, 1989
BUTCHER & SINGER INC.
October 11, 1985 - September 18, 1987
MORGAN STANLEY DW INC.
March 7, 1980 - June 11, 1984
PERSHING LLC
February 24, 1978 - March 22, 1980
MORGAN STANLEY DW INC.
June 25, 1976 - February 24, 1978
DEAN WITTER & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/5/2000
Limited Representative-Equity Trader ExamPC
Date: 6/19/1976
AMEX Put and Call ExamCurrent Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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