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Felicia Ann Speetjens

CRD# 3197366·Registered 1999 - 2021
Previously Registered: Being a previously registered professional could mean that Felicia is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Felicia Ann Speetjens, who also goes by Felicia Ann Hayes, Felicia Ann Speetiens, Felicia Speetjens, was a registered financial advisor. Felicia was a previously registered financial professional and started their career in finance 1999 - 2021. Felicia had worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Felicia Ann Hayes, Felicia Ann Speetiens, Felicia Speetjens

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

BB&T SECURITIES, LLC·CRD# 142785
RIA
Richmond, VA
December 17, 2019 - February 17, 2021
BB&T SECURITIES, LLC·CRD# 142785
BD
Richmond, VA
December 16, 2019 - June 29, 2021
TRUIST ADVISORY SERVICES, INC.·CRD# 283390
RIA
Atlanta, GA
October 11, 2016 - October 4, 2021
TRUIST INVESTMENT SERVICES, INC.·CRD# 17499
RIA
Atlanta, GA
September 18, 2003 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.·CRD# 17499
BD
Atlanta, GA
September 18, 2003 - October 4, 2021
PRUCO SECURITIES, LLC.·CRD# 5685
RIA
Atlanta, GA
March 18, 2003 - October 2, 2003
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
March 5, 2001 - October 2, 2003
TRUIST INVESTMENT SERVICES, INC.·CRD# 17499
BD
Atlanta, GA
April 8, 1999 - August 22, 2000

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Current Firm

BS
BB&T SECURITIES, LLC

BB&T CAPITAL MARKETS, A DIVISION OF BB&T SECURITIES | STERLING ADVISORS, A DIVISION OF BB&T SECURITIES, LLC | CLEARVIEW CORRESPONDENT SERVICES, LLC | BB&T SECURITIES, LLC | BB&T SCOTT & STRINGFELLOW, A DIVISION OF BB&T SECURITIES, LLC | BB&T SCOTT & STRINGFELLOW, A DIVISION OF BB&T SECURITIES | BB&T INVESTMENTS - A DIVISION OF BB&T SECURITIES, LLC | BB&T INVESTMENTS | BB&T CAPITAL MARKETS/WINDSOR GROUP, A DIVISION OF BB&T SECURITIES, LLC | BB&T CAPITAL MARKETS, A DIVISION OF BB&T SECURITIES, LLC

CRD#: 142785 / SEC#: 801-77145, 8-67486
BD
Terminated by SEC on 06/29/2021

Contact Information

Main Address

901 East Byrd Street Riverfront Plaza, West Tower, Richmond, VA 23219

Established

Delaware since 08/11/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

APPENDIX 1 WRAP FEE PROGRAMS 12.15.20 (12/15/2020)

Direct owners and executive officers

NamePositionCRD#
TRUIST FINANCIAL CORPORATIONSOLE MEMBER—
CRAM, BRYAN SCOTTCHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS2723431
HECHTLINGER, SUSANCHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS2890466
MCCALLUM, CHARLES FALCONER IIIHEAD OF SUPERVISION/BOARD OF MANAGERS2697260
RIP, OLGAPRINCIPAL FINANCIAL OFFICER5440553
SPEETJENS, FELICIA ANNHEAD OF PRODUCT/BOARD OF MANAGERS3197366
TYSON, TONYA BELFIELDPRINCIPAL OPERATIONS OFFICER1987448

Disclosures

Regulatory Event

49

Civil Event

1

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1999About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Oct 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1999About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 2022About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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