Sherri H. Glover
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sherri Hodges Glover, who also goes by Sherri Hodges Crockett, Sheri Ann Hodges, Sherri Ann Hodges, Sherri Ann Hodgesledbetter, Sherri Ledbetterhodges, Sherri Hodges White, was a registered financial professional .
Sherri is a previously registered financial professional and started their career in finance in 1976. Sherri had worked at 7 firms and has passed the Series 65, Series 63, Series 5, PC, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 18, 2000 - August 1, 2013
FAYEZ SAROFIM & CO.
October 10, 1990 - December 31, 1999
ADVANTAGE CAPITAL CORPORATION
October 19, 1988 - August 29, 1989
PRUDENTIAL EQUITY GROUP, LLC
June 2, 1986 - October 4, 1988
CREDIT SUISSE SECURITIES (USA) LLC
September 6, 1984 - June 5, 1986
PRUDENTIAL EQUITY GROUP, LLC
May 15, 1979 - July 31, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 25, 1977 - July 7, 1979
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
June 24, 1976 - September 13, 1977
A. G. BECKER INCORPORATED
Primary Firm SEC Registration
FAYEZ SAROFIM & CO.
CRD#: 106584 / SEC#: 801-1725
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/5/1981
Interest Rate Options ExaminationPC
Date: 6/19/1976
AMEX Put and Call ExamCurrent Firm
FAYEZ SAROFIM & CO.
CRD#: 106584 / SEC#: 801-1725
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,926 |
| AUM (Assets Under Management) | $ 34,508,545,660 |
Red Flags
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