Lore Monnig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lore Monnig was a registered financial professional .
Lore is a previously registered financial professional and started their career in finance in 1976. Lore had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2001 - October 11, 2017
BENTLEY SECURITIES CORPORATION
August 1, 1996 - March 9, 1998
DB ALEX. BROWN LLC
January 3, 1990 - August 1, 1996
WOLFENSOHN & CO., INC.
October 16, 1984 - November 30, 1989
PRUDENTIAL EQUITY GROUP, LLC
June 24, 1976 - February 16, 1983
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BENTLEY SECURITIES CORPORATION
CRD#: 25759 / SEC#: , 8-41879
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CROMWELL, OLIVER DEAN | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 838160 |
Red Flags
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