Steven M. Daniel

OSAIC WEALTH

Butte, MT 59701

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CRD#: 823525

Professional summary

Steven Maurice Daniel is a registered financial advisor currently at OSAIC WEALTH, INC. located in Butte, Montana.

Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1976. Steven has worked at 3 firms and has passed the Series 63, Series 6TO, Series 22TO, SIE and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DANIEL BUILDING- COMMERCIAL REAL ESTATE POSITION: owner NATURE: Jointly owned INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1980 ADDRESS: 18 W. Galena, Butte MT 59701, United States DESCRIPTION: Commercial building owned with my brother and my wife. My office is located in this building. Also this building houses my brother's separate insurance business and another tenant for personal use. 2) DANIEL FINANCIAL SERVICES, INC-FIXED INSURANCE POSITION: Owner/President NATURE: Corporation, Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 04/01/1976 ADDRESS: 18 w. Galena, Butte MT 59701, United States DESCRIPTION: Provide fixed insurance products to my clients 3) BUTTE SILVER BOW CCMMUNITY FOUNDATION/ POSITION: Board NATURE: 501(c)3, distribution of charitable funds INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1990 ADDRESS: 3505 Quincy Street, Butte MT 59701, United States DESCRIPTION: Attend board meeting to distribute Funds to worthy causes with no check writing authority 4) BUTTE COMMUNITY CONCERT ASSOCIATION POSITION: Board NATURE: 501(c)3 nonprofit providing musical entertainment and education to Butte INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2010 ADDRESS: 3 Green Lane, Butte MT 59701, United States DESCRIPTION: Attend board meeting of BSBCA, bring high quality music and education to our community. I have no check writing authority 5) CHRISTIAN FELLOWSHIP STUDY GROUP POSITION: board NATURE: non profit organizes an annual Christian retreat and monthly study telconferences INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1970 ADDRESS: 2600 Meadowbrook Lane, Butte MT 59701, United States DESCRIPTION: Make decisions for the study retreat and fellowship breakfast for MDRT meeting and monthy calls 6) BUTTE EXCHANGE CLUB OF AMERICA POSITION: board NATURE: Non profit service club INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2012 ADDRESS: 62 W. Granite, Butte MT 59701, United States DESCRIPTION: Attend board meetings to help determine activities of the club 7) NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS POSITION: Board NATURE: non profit providing education to Insurance and financial advisors INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1976 ADDRESS: 2600 Meadowbrook Lane, Butte MT 59701, United States DESCRIPTION: attend board meetings which determine how best to educate local insurance and financial profesionals

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Maurice Daniel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Steven Maurice Daniel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 18 W Galena, Butte, MT 59701

RIA

CRD#: 23131

Butte, MT

Current

January 19, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 18 W Galena, Butte, MT 59701

RIA

CRD#: 23131

Butte, MT

Past

February 28, 2008 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

BUTTE, MT

Past

June 19, 1983 - October 15, 1985

AETNA LIFE INSURANCE AND ANNUITY COMPANY

CRD#: 13256

Past

June 22, 1976 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

BUTTE, MT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/19/2024)

California
(1/19/2024)

Colorado
(1/19/2024)

Hawaii
(1/19/2024)

Idaho
(1/19/2024)

Maryland
(1/19/2024)

Michigan
(1/19/2024)

Minnesota
(6/21/2024)

Montana
(1/19/2024)

IAR

Montana
(1/19/2024)

Nebraska
(1/19/2024)

Nevada
(1/19/2024)

New Jersey
(1/19/2024)

New Mexico
(1/19/2024)

North Carolina
(1/19/2024)

North Dakota
(1/19/2024)

Oregon
(1/19/2024)

Pennsylvania
(1/19/2024)

Texas
(1/19/2024)

Utah
(1/19/2024)

Virginia
(1/19/2024)

Washington
(1/19/2024)

Wisconsin
(1/19/2024)

Wyoming
(1/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/17/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22TO

Date: 1/2/2023

Direct Participation Programs Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 6/17/1976

Registered Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven M. Daniel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Maurice Daniel's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Steven Maurice Daniel's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

WOODBURY FINANCIAL SERVICES, INC.

AETNA LIFE INSURANCE AND ANNUITY COMPANY

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/17/2006

Series 6TO

Date: 1/2/2023

Series 22TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 6/17/1976

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

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