FB
Floyd T. Bernard
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Baton Rouge, LA 70809
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CRD#: 823407
FB
Professional summary
Floyd Thomas Bernard JR, who also goes by Floyd Thomas Bernard Jr, Floyd Thomas Bernard, Tommy Bernard, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Baton Rouge, Louisiana and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Baton Rouge, Louisiana.
Floyd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1976. Floyd has worked at 13 firms and has passed the Series 65, Series 6TO, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Floyd Thomas Bernard Jr | Floyd Thomas Bernard | Tommy Bernard
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RENTAL PROPERTY, BATON ROUGE LA 70808, 06/2011, OWNER, REAL ESTATE, NIR, 2 HR/MO - 2 HR/MO TRADING. 2) TOMMY BERNARD, CLU, 9026 JEFFERSON HWY, SUITE 103, BATON ROUGE LA 70809, 01/1976, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 10 HR/MO - 10 HR/MO TRADING. 3) FUTURE SYSTEM, LLC, 9026 JEFFERSON HWY, SUITE 103, BATON ROUGE LA 70809, 03/2005, MEMBER, ESTATE PLANNING SOFTWARE/ACTUARIAL MODEL, NIR, 0 HR/MO - 0 HR/MO TRADING. 4) RENTAL PROPERTY, BATON ROUGE LA 70808, 06/2011, OWNER, REAL ESTATE, NIR, 2 HR/MO - 2 HR/MO TRADING. 5) PERSONAL LLCS, 9026 JEFFERSON HWY, SUITE 103, BATON ROUGE LA 70809, 03/2004, MEMBER, FOOTBALL TICKETS/PARKING PASS, NIR, 0 HR/MO - 0 HR/MO TRADING. 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 05/01/2024 7) BENCHMARK OWNER ADVISORY, LLC, 9026 Jefferson Hwy, Suite 103, Baton Rouge LA 70809, United States, 02/24/2025, Owner, Consulting/Coaching, NIR, 15 HR/MO - 15 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Floyd Thomas Bernard JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 1, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 9026 Jefferson Hwy. Ste. 103, Baton Rouge, LA 70809RIA
CRD#: 134139
Baton Rouge, LA
Current
May 1, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 9026 Jefferson Hwy. Ste. 103, Baton Rouge, LA 70809BD
CRD#: 39543
Baton Rouge, LA
Past
December 16, 2016 - May 24, 2024
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Baton Rouge, LA
Past
December 16, 2016 - May 24, 2024
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Baton Rouge, LA
Past
March 26, 2013 - December 16, 2016
ISC ADVISORS, INC.
RIA
CRD#: 166586
Baton Rouge, LA
Past
August 4, 2011 - December 31, 2013
INSTITUTIONAL SECURITIES CORPORATION
RIA
CRD#: 20291
Baton Rouge, LA
Past
July 1, 2011 - December 16, 2016
INSTITUTIONAL SECURITIES CORPORATION
BD
CRD#: 20291
Baton Rouge, LA
Past
September 18, 2009 - July 5, 2011
CHOICE ADVISORY GROUP, INC.
RIA
CRD#: 135226
AUSTIN, TX
Past
December 2, 2008 - July 5, 2011
CHOICE INVESTMENTS, INC.
BD
CRD#: 17665
BATON ROUGE, LA
Past
February 14, 2007 - October 10, 2008
LEVEL FOUR FINANCIAL, LLC
RIA
CRD#: 25700
BATON ROUGE, LA
Past
November 15, 2005 - October 10, 2008
LEVEL FOUR FINANCIAL, LLC
BD
CRD#: 25700
BATON ROUGE, LA
Past
March 6, 2001 - November 14, 2005
PAN-AMERICAN FINANCIAL ADVISERS
BD
CRD#: 15578
NEW ORLEANS, LA
Past
August 3, 1999 - May 4, 2000
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
December 28, 1981 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
BD
CRD#: 10293
Past
June 17, 1976 - July 27, 1999
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
June 17, 1976 - July 27, 1999
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Louisiana(5/1/2024)
IAR
Louisiana(5/1/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 6/12/1976
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Baton Rouge, LA 70809TRUST BUT VERIFY
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