William P. Omalley

CETERA INVESTMENT ADVISERS LLC

CRYSTAL LAKE, IL 60014

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CRD#: 823184

Professional summary

William Patrick Omalley JR, who also goes by Bill Omalley Jr, William Patrick O`malley Jr, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Crystal Lake, Illinois and CETERA WEALTH SERVICES, LLC located in Crystal Lake, Illinois.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1976. William has worked at 6 firms and has passed the Series 65, Series 63, SIE, PC and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Omalley Jr | William Patrick O`malley Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 1990, <1HR/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE AND ANNUITIES; 2. NAME OF OTHER BUSINESS: GOOD SHEPHERD CHURCH ; INVESTMENT RELATED: NO; ADDRESS: 525 63RD ST. DOWNERS GROVE, IL 60515; NATURE OF BUSINESS: RELIGIOUS; START DATE: 11/2021; POSITION/TITLE/RELATIONSHIP: SECRETARY OF ENDOWMENT COMMITTEE ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: TAKE QUARTERLY MEETING MINUTES, VOTE ON ISSUES;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Patrick Omalley JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 29, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 820 E Terra Cotta Ave Ste 114, Crystal Lake, IL 60014Office #2: 330 61st St, Willowbrook, IL 60527

RIA

CRD#: 105644

CRYSTAL LAKE, IL

Current

December 7, 1992 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 820 E Terra Cotta Ave Ste 114, Crystal Lake, IL 60014

CRD#: 13572

Crystal Lake, IL

Past

February 1, 1998 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

WILLOWBROOK, IL

Past

March 5, 1991 - December 10, 1992

WATERSTONE FINANCIAL GROUP, INC.

CRD#: 10078

BOSTON, MA

Past

March 3, 1981 - March 4, 1991

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

January 31, 1980 - March 13, 1981

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

June 1, 1976 - January 31, 1980

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

CRD#: 640

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/8/2025)

Florida
(1/7/2002)

Illinois
(12/7/1992)

IAR

Illinois
(6/29/2023)

Indiana
(1/7/2002)

Kansas
(7/8/2024)

Michigan
(8/26/1996)

Minnesota
(1/5/2021)

New York
(1/5/2022)

Virginia
(10/9/2014)

Wisconsin
(12/7/1992)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/9/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/14/1979

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

PC

Date: 3/4/1981

AMEX Put and Call Exam

General Industry/Product Exam

Series 7

Date: 5/15/1976

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William P. Omalley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Patrick Omalley JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

WATERSTONE FINANCIAL GROUP, INC.

MORGAN STANLEY DW INC.

UBS FINANCIAL SERVICES INC.

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/9/2024

Series 63

Date: 12/14/1979

SIE

Date: 10/1/2018

PC

Date: 3/4/1981

Series 7

Date: 5/15/1976

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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