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Charles A. Pond

REDMONT CAPITAL MARKETS
BIRMINGHAM, AL 35209
CRD#: 8230810
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CP
Charles Arthur Pond IIIREDMONT CAPITAL MARKETS

Professional summary

Charles Arthur Pond III, who also goes by Charlie Pond, is a registered financial professional currently at REDMONT CAPITAL MARKETS LLC located in Birmingham, Alabama.

Charles is registered as a RR (Registered Representative) and started their career in finance in 2026. Charles has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

Aliases

Charlie Pond

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles Arthur Pond III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 13, 2026 - Present

REDMONT CAPITAL MARKETS LLC

Office #1: 820 Shades Creek Parkway Suite 1200, Birmingham, AL 35209
BD
CRD#: 300536
BIRMINGHAM, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/14/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 5/14/2026
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 4/15/2026
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/19/2026
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

RC
REDMONT CAPITAL MARKETS LLC
REDMONT CAPITAL MARKETS LLC

CRD#: 300536 / SEC#: , 8-70291

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
820 Shades Creek Parkway Suite 1200, Birmingham, AL 35209
Mailing Address
820 Shades Creek Parkway Suite 1200, Birmingham, AL 35209
Phone number
(205) 943-5125
Established
Delaware since 12/20/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (19 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
REDMONT & COMPANY LLCSOLE MEMBER
HODGES, PHILIP LAWTONPRINCIPAL6042367
SELLERS, DOUGLASPRESIDENT/CEO/FINOP/PRINCIPAL OPERATIONS OFFICER/PRINCIPAL FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER1402695

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REDMONT CAPITAL MARKETS LLC

CRD#: 300536Birmingham, AL 35209

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