SS
Sonja Schlagbauer
BAADER HELVEA
NEW YORK, NY 10170
CRD#: 8229927
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SS
Sonja SchlagbauerBAADER HELVEA
Professional summary
Sonja Schlagbauer is a registered financial professional currently at BAADER HELVEA INC. located in New York, New York.
Sonja is registered as a RR (Registered Representative) and started their career in finance in 2026. Sonja has worked at 1 firm and has passed the Series 7TO and SIE exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Sonja Schlagbauer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 10, 2026 - Present
BAADER HELVEA INC.
Office #1: 420 Lexington Avenue Suite 804, New York, NY 10170Office #2: 420 Lexington Avenue Suite 804, New York, NY 10170BD
CRD#: 132007
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(6/10/2026)
RR
District of Columbia(6/10/2026)
RR
Florida(6/10/2026)
RR
Maryland(6/10/2026)
Exams
General Industry/Product Exam
RR
Series 7TO
Date: 6/10/2026
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BH
BAADER HELVEA INC.
BAADER HELVEA INC. | HELVEA INC.
CRD#: 132007 / SEC#: , 8-66540
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
420 Lexington Avenue Suite 804, New York, NY 10170
Mailing Address
420 Lexington Avenue Suite 804, New York, NY 10170
Phone number
(212) 935-5150
Established
Delaware since 01/07/2004
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (39 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAADER HELVEA AG | DIRECT OWNER | |
| AMMER, JOCHEN GUENTHER VOLKER | PRESIDENT/CCO | 2151302 |
| AMMER, JOCHEN GUENTHER VOLKER | DIRECTOR | 2151302 |
| BENDER, STEVEN CHRISTOPHER | PFO, POO | 2650187 |
| BENDER, STEVEN CHRISTOPHER | FINOP | 2650187 |
| DEANE, MORGAN ESQ | SECRETARY | 6116799 |
| DEANE, MORGAN ESQ | DIRECTOR | 6116799 |
| HAUSER, TIMON GERHARD | DIRECTOR | 7901577 |
| NIEDERMAYER, SEBASTIAN JOSEF | DIRECTOR | 5225454 |
| RIEDEL, OLIVER | DIRECTOR | 4680070 |
Red Flags
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