Robert T. Mann
Professional summary
Robert Taylor Mann is a registered financial advisor currently at FIRST GEORGETOWN SECURITIES, INC. located in Alexandria, Virginia.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1976. Robert has worked at 2 firms and has passed the Series 66, Series 99TO, Series 52TO, Series 57TO, SIE, Series 55, Series 5, Series 7, Series 53, Series 14, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Taylor Mann's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Taylor Mann's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 12, 2008 - Present
FIRST GEORGETOWN SECURITIES, INC.
Office #1: 1700 Diagonal Road # 200, Alexandria, VA 22314Office #2: 1700 Diagonal Rd. Suite 200, Alexandria, VA 22314August 29, 1979 - Present
FIRST GEORGETOWN SECURITIES, INC.
Office #1: 1700 Diagonal Road # 200, Alexandria, VA 22314Office #2: 1700 Diagonal Rd. # 200, Alexandria, VA 22314July 21, 2004 - February 13, 2008
FIRST GEORGETOWN SECURITIES, INC.
August 20, 1982 - June 24, 1999
FIRST GEORGETOWN SECURITIES, INC.
April 16, 1979 - October 11, 1979
KUHNS BROTHERS & LAIDLAW, INC.
June 1, 1976 - May 17, 1979
FIRST GEORGETOWN SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/21/1987)
(1/31/2011)
(1/24/1985)
(1/1/1985)
(1/13/2011)
(4/30/1985)
(1/22/2009)
(3/13/2006)
(1/28/2015)
(2/6/2006)
(9/26/2006)
(11/2/2006)
(2/21/2002)
(3/25/2002)
(1/11/2006)
(1/25/1985)
(5/12/2008)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/16/1999
Limited Representative-Equity Trader ExamSeries 5
Date: 12/12/1981
Interest Rate Options ExaminationFINRA
Current Firm
FIRST GEORGETOWN SECURITIES, INC.
CRD#: 5871 / SEC#: 801-68760, 8-18390
Contact information
FINRA licenses (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 125 |
| AUM (Assets Under Management) | $ 101,602,194 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 2 |
Red Flags
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