Edward E. Mccrann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Eugene Mccrann, who also goes by Edward Euegene Mccrann, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1975. Edward had worked at 19 firms and has passed the Series 63, Series 55, Series 5, PC, Series 7, Series 27, Series 24, Series 4 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2010 - April 12, 2011
R. F. LAFFERTY & CO., INC.
April 6, 2010 - October 11, 2010
MONARCH CAPITAL GROUP, LLC
March 19, 2009 - April 5, 2010
HUDSON SECURITIES,INC.
May 3, 2004 - April 22, 2009
WESTMINSTER SECURITIES CORPORATION
May 20, 2002 - January 29, 2004
NATIVE AMERICAN SECURITIES COMPANY, INC.
March 9, 2000 - July 2, 2004
DUPONT SECURITIES GROUP, INC.
October 14, 1998 - September 2, 1999
FAB SECURITIES OF AMERICA, INC.
August 18, 1997 - December 10, 1998
ASH FINANCIAL CORP.
December 18, 1996 - May 5, 1997
ALDEN CAPITAL MARKETS, INC.
April 27, 1995 - November 14, 1996
HORNBLOWER & WEEKS, INC.
December 8, 1994 - March 24, 1995
RICKEL & ASSOCIATES, INC.
June 4, 1993 - October 28, 1994
WESTFIELD FINANCIAL CORPORATION
February 26, 1988 - March 11, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 28, 1987 - December 22, 1987
PRUDENTIAL EQUITY GROUP, LLC
May 1, 1986 - August 19, 1987
CIBC WORLD MARKETS CORP.
May 11, 1979 - June 12, 1986
PRUDENTIAL EQUITY GROUP, LLC
January 18, 1978 - May 2, 1979
LOEB PARTNERS
November 16, 1977 - January 18, 1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
January 2, 1976 - October 28, 1983
ROOSEVELT & CROSS, INCORPORATED
November 21, 1975 - December 13, 1976
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
Primary Firm SEC Registration
R. F. LAFFERTY & CO., INC.
CRD#: 2498 / SEC#: 801-107428, 8-25581
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/11/1999
Limited Representative-Equity Trader ExamSeries 5
Date: 10/14/1981
Interest Rate Options ExaminationPC
Date: 5/2/1977
AMEX Put and Call ExamSeries 12
Date: 10/17/1981
NYSE Branch Manager ExaminationCurrent Firm
R. F. LAFFERTY & CO., INC.
CRD#: 2498 / SEC#: 801-107428, 8-25581
Contact information
SEC notice filing (17 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 175 |
| AUM (Assets Under Management) | $ 153,036,482 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
