AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JT

Jason A. Thomas

FIRST WESTERN SECURITIES
OKLAHOMA CITY, OK 73112
CRD#: 8226508
Some features on this profile are disabled
JT
Jason Alan ThomasFIRST WESTERN SECURITIES

Professional summary

Jason Alan Thomas is a registered financial professional currently at FIRST WESTERN SECURITIES, INC. located in Oklahoma City, Oklahoma.

Jason is registered as a RR (Registered Representative) and started their career in finance in 2026. Jason has worked at 1 firm and has passed the Series 63, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason Alan Thomas's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 20, 2026 - Present

FIRST WESTERN SECURITIES, INC.

Office #1: 3545 Nw 58th Street #725, Oklahoma City, OK 73112
RIA
BD
CRD#: 19537
OKLAHOMA CITY, OK

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Oklahoma
(3/20/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 3/20/2026
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 3/20/2026
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/11/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

FW
FIRST WESTERN SECURITIES, INC.
FIRST WESTERN SECURITIES | FIRST WESTERN SECURITIES, INC.

CRD#: 19537 / SEC#: 801-70430, 8-37613

RIA
Registered Investment Advisory firm - SEC (6/18/2012 Terminated)
Arizona
Registered Investment Advisory firm - SEC (11/15/2013 Approved)
California
Registered Investment Advisory firm - SEC (4/4/2012 Approved)
Georgia
Registered Investment Advisory firm - SEC (9/18/2023 Terminated)
Oklahoma
Registered Investment Advisory firm - SEC (10/3/2023 Terminated)
Texas
Registered Investment Advisory firm - SEC (3/30/2012 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
Loading...

Contact information

Main Address
669 Airport Freeway #409 Suite 409, Hurst, TX 76053
Mailing Address
669 Airport Freeway #409, Hurst, TX 76053
Phone number
(817) 553-1492
Established
Texas since 03/27/1987
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
7

FINRA licenses (8 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
FIRST WESTERN SECURITIES VOTING TRUSTVOTING TRUST
FERGUSON, RANDAL EARLPRESIDENT/CHIEF COMPLIANCE OFFICER859884
KILPATRICK, BRYAN CRAIGCFO/FOP1278558

Regulatory assets under management

Total Number of Accounts36
AUM (Assets Under Management)$ 41,715,412

Disclosures

Regulatory Event5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRST WESTERN SECURITIES, INC.

CRD#: 19537Oklahoma City, OK 73112

TRUST BUT VERIFY

Monitor Jason Thomas

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Leon Frank Malnik
Leon MalnikAdvisorCheck Check Mark
MALNIK WEALTH MANAGEMENT, LLC
IAR
CLARKSVILLE, MD
Dean Edwin Moberg
Dean MobergAdvisorCheck Check Mark
SOUND TRUST WEALTH ADVISORS, LLC
IAR
RR
NORWALK, CT
Scott Thomas Davison
Scott DavisonAdvisorCheck Check Mark
WEALTHCARE CAPITAL MANAGEMENT LLC
IAR
GRAND RAPIDS, MI
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.