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Jeffrey Smith
MARCO POLO SECURITIES
NEW YORK, NY 10020
CRD#: 8226019
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Jeffrey SmithMARCO POLO SECURITIES
Professional summary
Jeffrey Smith is a registered financial professional currently at MARCO POLO SECURITIES LLC located in New York, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2026. Jeffrey has worked at 1 firm and has passed the Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 17, 2026 - Present
MARCO POLO SECURITIES LLC
Office #1: 1230 Avenue Of Am 16th Floor, New York, NY 10020BD
CRD#: 46561
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 7TO
Date: 3/17/2026
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MP
MARCO POLO SECURITIES LLC
DEVINE SECURITIES INC. | MARCO POLO SECURITIES LLC | MARCO POLO SECURITIES INC. | INVESTABLE OCEANS
CRD#: 46561 / SEC#: , 8-51480
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1230 Avenue Of Am 16th Floor, New York, NY 10020
Mailing Address
1230 Avenue Am 16th Floor, New York, NY 10020
Phone number
(347) 773-4959
Established
Delaware since 12/31/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (36 States and Territories)
Red Flags
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