Michael Alexandre

SOFI WEALTH LLC

Jacksonville, FL 32256

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CRD#: 822514

Professional summary

Michael Alexandre, who also goes by Michael John Alexandre, is a registered financial advisor currently at SOFI WEALTH LLC located in Jacksonville, Florida and SOFI SECURITIES LLC located in Jacksonville, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1976. Michael has worked at 22 firms and has passed the Series 65, Series 63, Series 72, SIE, Series 7, Series 9, Series 10, Series 8, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael John Alexandre

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Alexandre's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 9, 2025 - Present

SOFI WEALTH LLC

Office #1: 5335 Gate Pkwy Suite 101, Jacksonville, FL 32256

RIA

CRD#: 167958

Jacksonville, FL

Current

March 22, 2021 - Present

SOFI SECURITIES LLC

Office #1: 5335 Gate Pkwy 5th Floor, Jacksonville, FL 32256

CRD#: 151717

Jacksonville, FL

Past

February 28, 2018 - July 19, 2019

TD AMERITRADE, INC.

RIA

CRD#: 7870

TALLAHASSEE, FL

Past

February 26, 2018 - July 19, 2019

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

TALLAHASSEE, FL

Past

February 26, 2018 - July 19, 2019

TD AMERITRADE, INC.

CRD#: 7870

TALLAHASSEE, FL

Past

March 28, 2017 - February 26, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA

CRD#: 169988

TALLAHASSEE, FL

Past

March 3, 2017 - February 26, 2018

SCOTTRADE, INC.

CRD#: 8206

TALLAHASSEE, FL

Past

July 15, 2015 - January 6, 2016

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

TALLAHASSEE, FL

Past

April 1, 2015 - January 6, 2016

INVEST FINANCIAL CORPORATION

CRD#: 12984

TALLAHASSEE, FL

Past

February 13, 2014 - January 20, 2015

DREXEL HAMILTON, LLC

CRD#: 143570

NEW YORK, NY

Past

July 2, 2012 - October 24, 2012

MULTI-BANK SECURITIES, INC.

CRD#: 22098

TALLAHASSEE, FL

Past

February 14, 2006 - July 2, 2012

CU INVESTMENT SOLUTIONS LLC

CRD#: 43753

TALLAHASSEE, FL

Past

November 23, 2004 - December 2, 2005

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

May 4, 2004 - November 16, 2004

CAROLINA CAPITAL MARKETS, INC.

CRD#: 38156

CHAPEL HILL, NC

Past

February 13, 1995 - December 15, 2003

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

CRD#: 3466

NEW YORK, NY

Past

July 26, 1993 - August 27, 1994

FIRST INTERNET SECURITIES NETWORK

CRD#: 18498

BETHESDA, MD

Past

June 16, 1992 - July 22, 1993

INVESTORS SECURITY COMPANY, INC.

CRD#: 2331

SUFFOLK, VA

Past

June 24, 1989 - December 31, 1990

INVESTACORP, INC.

CRD#: 7684

MIAMI, FL

Past

August 22, 1988 - June 21, 1989

MOORS & CABOT, INC.

CRD#: 594

BOSTON, MA

Past

March 8, 1988 - July 25, 1988

NORTH AMERICAN INVESTMENT CORP.

CRD#: 7568

Past

June 11, 1985 - November 13, 1987

CAPITOL SECURITIES MANAGEMENT, INC.

CRD#: 14169

Past

September 11, 1984 - June 7, 1985

INVESTORS SECURITY COMPANY, INC.

CRD#: 2331

Past

January 31, 1980 - July 11, 1981

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

September 20, 1978 - January 31, 1980

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

CRD#: 640

Past

May 20, 1976 - October 5, 1978

BLYTH EASTMAN DILLON & CO. INCORPORATED

CRD#: 6361

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOFI WEALTH LLC

SOFI ADVISORS LLC | SOFI WEALTH LLC

CRD#: 167958 / SEC#: 801-78185

RIA

Registered Investment Advisory firm - (6/14/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/22/2021)

Alaska
(3/22/2021)

Arizona
(3/22/2021)

Arkansas
(3/22/2021)

California
(3/22/2021)

Colorado
(3/22/2021)

Connecticut
(3/22/2021)

Delaware
(3/22/2021)

District of Columbia
(3/22/2021)

Florida
(3/22/2021)

IAR

Florida
(10/9/2025)

Georgia
(3/22/2021)

Hawaii
(3/22/2021)

Idaho
(3/22/2021)

Illinois
(3/22/2021)

Indiana
(3/22/2021)

Iowa
(3/22/2021)

Kansas
(3/22/2021)

Kentucky
(3/22/2021)

Louisiana
(3/22/2021)

Maine
(3/22/2021)

Maryland
(3/22/2021)

Massachusetts
(3/22/2021)

Michigan
(3/22/2021)

Minnesota
(3/22/2021)

Mississippi
(3/22/2021)

Missouri
(3/22/2021)

Montana
(3/22/2021)

Nebraska
(3/22/2021)

Nevada
(3/22/2021)

New Hampshire
(3/22/2021)

New Jersey
(3/22/2021)

New Mexico
(3/22/2021)

New York
(3/22/2021)

North Carolina
(3/22/2021)

North Dakota
(3/22/2021)

Ohio
(3/22/2021)

Oklahoma
(3/22/2021)

Oregon
(3/22/2021)

Pennsylvania
(3/22/2021)

Rhode Island
(3/22/2021)

South Carolina
(3/22/2021)

South Dakota
(3/22/2021)

Tennessee
(3/22/2021)

Texas
(3/22/2021)

Utah
(3/22/2021)

Vermont
(3/22/2021)

Virginia
(3/22/2021)

Washington
(3/22/2021)

West Virginia
(3/22/2021)

Wisconsin
(3/22/2021)

Wyoming
(3/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/11/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/23/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 72

Date: 1/2/2023

Government Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/15/1976

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 8

Date: 12/8/1988

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 53

Date: 5/6/1985

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/11/1985

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SOFI WEALTH LLC

SOFI ADVISORS LLC | SOFI WEALTH LLC

CRD#: 167958 / SEC#: 801-78185

RIA

Registered Investment Advisory firm - (6/14/2013 Approved)

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Contact information

Main Address

234 1st Street, San Francisco, CA 94105

Mailing Address

Phone number

(855) 525-7634

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SOFI WEALTH ADV PART 2A (2/27/2025)

SOFI WEALTH ADV PART 2A APPENDIX 1 WRAP FEE BROCHURE (2/27/2025)

Regulatory assets under management

Total Number of Accounts	279,216
AUM (Assets Under Management)	$ 1,475,104,376

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael Alexandre

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Alexandre's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOFI SECURITIES LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

DREXEL HAMILTON, LLC

MULTI-BANK SECURITIES, INC.

CU INVESTMENT SOLUTIONS LLC

OPPENHEIMER & CO. INC.

CAROLINA CAPITAL MARKETS, INC.

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

FIRST INTERNET SECURITIES NETWORK

INVESTORS SECURITY COMPANY, INC.

INVESTACORP, INC.

MOORS & CABOT, INC.

NORTH AMERICAN INVESTMENT CORP.

CAPITOL SECURITIES MANAGEMENT, INC.

INVESTORS SECURITY COMPANY, INC.

UBS FINANCIAL SERVICES INC.

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

BLYTH EASTMAN DILLON & CO. INCORPORATED

Primary Firm SEC Registration

SOFI WEALTH LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/11/2025

Series 63

Date: 10/23/1984

Series 72

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/15/1976

Series 9

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 8

Date: 12/8/1988

Series 53

Date: 5/6/1985

Series 24

Date: 1/11/1985

FINRA

Current Firm

SOFI WEALTH LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOFI WEALTH LLC

TRUST BUT VERIFY

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