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Ali E. Wambold

CORPORATE PARTNERS & CO. LLC
New York, NY 10020
Some features on this profile are disabled
CRD#: 822396
AW

Professional summary

Ali Edward Wambold is a registered financial professional currently at CORPORATE PARTNERS & CO. LLC located in New York, New York.

Ali is registered as a RR (Registered Representative) and started their career in finance in 1976. Ali has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ali Edward Wambold's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 15, 2014 - Present

CORPORATE PARTNERS & CO. LLC

Office #1: 1270 Ave Of The Americas Suite 300, New York, NY 10020Office #2: 1270 Ave Of The Americas, Suite 300, New York, NY 10020
BD
CRD#: 168356
New York, NY
Past

March 3, 2011 - December 8, 2014

GROTON SECURITIES LLC

BD
CRD#: 126600
OLD WESTBURY, NY
Past

May 10, 2005 - February 18, 2009

FM PARTNERS HOLDINGS LLC

BD
CRD#: 134736
NEW YORK, NY
Past

March 25, 1987 - June 7, 2005

LAZARD FRERES & CO. LLC

BD
CRD#: 2528
NEW YORK, NY
Past

March 25, 1981 - June 27, 1984

LEHMAN BROTHERS KUHN LOEB INCORPORATED

BD
CRD#: 7555
Past

March 24, 1981 - January 15, 1985

LEHMAN BROTHERS INC.

BD
CRD#: 7506
Past

May 20, 1976 - September 7, 1979

LM CONSOLIDATED FINANCIAL CORP.

BD
CRD#: 789

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(7/18/2014)

Exams

State Security Law Exam
RR
Series 63
Date: 8/1/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/15/1976
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/2/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CP
CORPORATE PARTNERS & CO. LLC
CORPORATE PARTNERS & CO. LLC | CORPORATE PARTNERS ADVISORS LLC

CRD#: 168356 / SEC#: , 8-69303

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1270 Ave Of The Americas, Suite 300, New York, NY 10020
Mailing Address
1270 Ave Of The Americas, Suite 300, New York, NY 10111
Phone number
(212) 332-5820
Established
Delaware since 05/22/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CPXR, LLCMANAGING MEMBER
CORPORATE PARTNERS INVESTMENT ALLIANCE LLCMEMBER
BEATON, DANIEL STEWARTFINOP4240769
KAGAN, JONATHAN HIRAMMANAGING MEMBER & CCO1632109
WAMBOLD, ALI EDWARDMANAGING PRINCIPAL822396

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CORPORATE PARTNERS & CO. LLC

CRD#: 168356New York, NY 10020

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