Lucus Ubaldo

ENVEST ADVISORS

San Mateo, CA 94404

CRD#: 8223451

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Professional summary

Lucus Ubaldo is a registered financial advisor currently at ENVEST ADVISORS, LLC located in San Mateo, California.

Lucus is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Lucus has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucus Ubaldo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 13, 2026 - Present

ENVEST ADVISORS, LLC

Office #1: 1810 Gateway Drive Suite 380, San Mateo, CA 94404

RIA

CRD#: 338053

San Mateo, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/13/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/26/2025

Uniform Investment Adviser Law Examination

Current Firm

ENVEST ADVISORS, LLC

CRD#: 338053 / SEC#:

California

Registered Investment Advisory firm - (10/20/2025 Approved)

North Carolina

Registered Investment Advisory firm - (11/4/2025 Approved)

South Carolina

Registered Investment Advisory firm - (10/13/2025 Approved)

Texas

Registered Investment Advisory firm - (1/9/2026 Approved)

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Contact information

Main Address

2411 North Oak Street Ste 209-g, Myrtle Beach, SC 29577

Mailing Address

Phone number

(843) 848-3078

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lucus Ubaldo

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucus Ubaldo's CRS (Customer Relationship Summary).

Certified licenses

Experience

ENVEST ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/26/2025

Current Firm

ENVEST ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

ENVEST ADVISORS, LLC

TRUST BUT VERIFY

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