John B. Vanneck

KIMELMAN & BAIRD

NEW YORK, NY 10022

CRD#: 8221491

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Professional summary

John Bailey Vanneck, who also goes by Jack Vanneck, is a registered financial professional currently at KIMELMAN & BAIRD, LLC located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 2026. John has worked at 1 firm and has passed the Series 7TO and SIE exams.

Aliases

Jack Vanneck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Bailey Vanneck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 11, 2026 - Present

KIMELMAN & BAIRD, LLC

Office #1: 800 Third Avenue, Suite 2300, New York, NY 10022

RIA

CRD#: 2440

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KIMELMAN & BAIRD, LLC

KIMELMAN & BAIRD, LLC | M. KIMELMAN & CO.

CRD#: 2440 / SEC#: 801-9182, 8-13028

RIA

Registered Investment Advisory firm - SEC (4/2/1973 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7TO

Date: 5/11/2026

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/16/2025

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

KIMELMAN & BAIRD, LLC

KIMELMAN & BAIRD, LLC | M. KIMELMAN & CO.

CRD#: 2440 / SEC#: 801-9182, 8-13028

RIA

Registered Investment Advisory firm - SEC (4/2/1973 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

800 Third Avenue, Suite 2300 Suite 2300, New York, NY 10022

Mailing Address

800 Third Avenue, Suite 2300, New York, NY 10022

Phone number

(212) 686-0021

Established

New York since 04/27/1995

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (9 States and Territories)

FINRA licenses (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A AS OF MAY 2025 (5/30/2025)

Direct owners and executive officers

Name	Position	CRD#
KIMELMAN, SCOTT CHARLES	CHIEF EXECUTIVE OFFICER	1624106
KIMELMAN, SCOTT CHARLES	MEMBER	1624106
BAIRD, SHEILA MAUREEN	MEMBER	10504
MOCK, YASMEEN SOLLEE	CHIEF COMPLIANCE OFFICER	4846801
MOCK, YASMEEN SOLLEE	MEMBER	4846801
MOCK, YASMEEN SOLLEE	PRINCIPAL OPERATING OFFICER	4846801
VYAS, SAPAN "NMN"	MEMBER, FINOP	4576123

Regulatory assets under management

Total Number of Accounts	517
AUM (Assets Under Management)	$ 1,430,751,000

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John B. Vanneck

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Bailey Vanneck's CRS (Customer Relationship Summary).

Certified licenses

Experience

KIMELMAN & BAIRD, LLC

Primary Firm SEC Registration

KIMELMAN & BAIRD, LLC

State Registrations and Notice Filings

Exams

Series 7TO

Date: 5/11/2026

SIE

Date: 6/16/2025

FINRA

Current Firm

KIMELMAN & BAIRD, LLC

Contact information

SEC notice filing (9 States and Territories)

FINRA licenses (21 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

KIMELMAN & BAIRD, LLC

TRUST BUT VERIFY

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