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Wei Hu

UPMARKET SECURITIES
MILPITAS, CA
·CRD# 8213342·1 year experience

Professional Summary

Wei Hu is a registered financial advisor currently at UPMARKET SECURITIES LLC located in Milpitas, California. Wei is registered as a RR (Registered Representative) and started their career in finance in 2026. Wei has worked at 1 firm and has passed the Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years in the financial services industry

Current & Past Employments

UPMARKET SECURITIES LLC·CRD# 295634
BD
1525 Mccarthy Boulevard #1000, Milpitas, CA 95035
July 13, 2026 - Present

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Current Firm

US
UPMARKET SECURITIES LLC

MEIXIN SECURITIES LLC | UPMARKET SECURITIES LLC | MX SECURITIES LLC

CRD#: 295634 / SEC#: 8-70120
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Contact Information

Main Address

1525 Mccarthy Boulevard #1000, Milpitas, CA 95035

Mailing Address

1525 Mccarthy Boulevard #1000, Milpitas, CA 95035

Phone Number

+1 (888) 248-7658

Established

Delaware since 08/09/2017

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (38 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
UPMARKET GROUP INC.MEMBER—
BRANT, DAVID ROBERTFINOP2718478
DANIELS, ROBERT MCCO, EXECUTIVE REP5437527

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7TO — General Securities Representative Examination

Passed Jul 2026About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Mar 2026About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Wei Hu's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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