CH
Caleb C. Helms
AWH FINANCIAL
Fort Worth, TX 76107
CRD#: 8212195
Some features on this profile are disabled
CH
Caleb Christian HelmsAWH FINANCIAL
Professional summary
Caleb Christian Helms is a registered financial advisor currently at AWH FINANCIAL, LLC located in Fort Worth, Texas.
Caleb is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Caleb has worked at 1 firm .
At a Glance
Always Fiduciary
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Caleb Christian Helms's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 29, 2026 - Present
AWH FINANCIAL, LLC
Office #1: 5921 Lovell Avenue Ste A, Fort Worth, TX 76107RIA
CRD#: 285183
Fort Worth, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
AWH FINANCIAL, LLC
AWH FINANCIAL, LLC
CRD#: 285183 / SEC#: 801-128902
RIA
Registered Investment Advisory firm - (11/14/2023 Approved)California
Registered Investment Advisory firm - (12/17/2023 Terminated)Georgia
Registered Investment Advisory firm - (10/19/2022 Terminated)Massachusetts
Registered Investment Advisory firm - (11/17/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/17/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/29/2026)
Exams
Current Firm
AF
AWH FINANCIAL, LLC
AWH FINANCIAL, LLC
CRD#: 285183 / SEC#: 801-128902
RIA
Registered Investment Advisory firm - (11/14/2023 Approved)California
Registered Investment Advisory firm - (12/17/2023 Terminated)Georgia
Registered Investment Advisory firm - (10/19/2022 Terminated)Massachusetts
Registered Investment Advisory firm - (11/17/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/17/2023 Terminated)Loading...
Contact information
Main Address
One Belmont Avenue Suite 1000, Bala Cynwyd, PA 19004
Mailing Address
Phone number
(610) 660-4283
Established
Firm type
Fiscal year end
# of Employees
63
SEC notice filing (26 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
