William H. Buffington
Professional summary
William Henry Buffington JR, who also goes by Bill Buffington Jr, is a registered financial professional currently at FORTUNE FINANCIAL SERVICES, INC. located in Akron, Ohio.
William is registered as a RR (Registered Representative) and started their career in finance in 1976. William has worked at 8 firms and has passed the Series 65, Series 6TO, Series 22TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Henry Buffington JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 8, 2004 - Present
FORTUNE FINANCIAL SERVICES, INC.
Office #1: 2552 S. Arlington Rd, Akron, OH 44307December 11, 2000 - April 5, 2004
BROOKLIGHT PLACE SECURITIES, INC.
October 1, 1997 - December 6, 2000
AMERICAN GENERAL SECURITIES INCORPORATED
January 5, 1989 - October 1, 1997
USLIFE EQUITY SALES CORP.
May 1, 1987 - December 16, 1988
MARINER FINANCIAL SERVICES, INC.
January 30, 1984 - October 1, 1997
USLIFE EQUITY SALES CORP.
July 26, 1982 - August 26, 1983
SIGNATOR INVESTORS, INC.
October 20, 1980 - March 23, 1984
EQUITABLE ADVISORS, LLC
April 19, 1976 - March 23, 1984
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/8/2004)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 1
Date: 4/10/1976
Registered Representative ExaminationFINRA
Current Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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